|
|
Current
scholarship essay winners
Elizabeth Puzo, 2005 |
Archived Essays |
|
Elizabeth Puzo, 2005
RASUL
v. BUSH,
542 U.S.
(2004)
Foreign Enemy Combatants Captured and Held Abroad
Now Have a Statutory Right to Challenge Their
Detention in U.S. Courts
INTRODUCTION
In the wake of the
September 11, 2001 attacks on the United States, the American
military went into Afghanistan seeking al Qaeda operatives and
members of the Taliban political system, which had aided al Qaeda in
the attacks. During the course of military operations, twelve
citizens of Kuwait, two citizens of Great Britain and two Australian
citizens were captured by American forces and sent to Guantanamo
Bay, Cuba for questioning and incarceration.
After eighteen
months of detention, two separate suits were filed on behalf of the
above-mentioned detainees. In Rasul v. Bush, 321 F.3d 1134
(2004), the detainees challenged the legality of their detention,
alleging they had never been combatants against the United States or
engaged in terrorist acts. The detainees further alleged they had
never been charged with wrongdoing, permitted to consult counsel, or
provided access to courts or other tribunals to challenge their
detention. In al Odah v. United States, Docket Number 03-343,
the detainees claimed the government's decision to deny their access
to attorneys and to hold them indefinitely without access to a court
violated the Due Process clause of the Fifth Amendment of the U.S.
Constitution.
On July 31, 2002 the
U.S. District Court consolidated the two cases, construed the suits
to be habeas petitions and dismissed them for lack of jurisdiction.
The Court held under Johnson v. Eisentrager, 339 U.S. 763
(1950), that foreign nationals detained outside sovereign territory
of the United States may not invoke habeas relief. The Court
asserted that U.S. Federal courts do not have jurisdiction to hear
cases that involve prisoners that are not American citizens and who
are being held in territory over which the United States does not
have sovereignty. On March 11, 2003 the Court of Appeals affirmed
this holding. On November 10, 2003 the U.S. Supreme Court granted
certiorari. On June 28, 2004 the Supreme Court reversed and remanded
both cases back to the District Court, holding that U.S. courts have
statutory jurisdiction to consider challenges to the legality
of the detention of foreign nationals captured abroad in connection
with hostilities and incarcerated at Guantanamo Bay.
As explained below,
the holding in Rasul transcends preexisting law in holding
that U.S. courts have habeas jurisdiction over foreign citizens
captured abroad. Until Rasul, the Supreme Court's
Eisentrager decision restricted federal court jurisdiction to
cases where detainees were physically held in the sovereign
territory of the United States. To date, Rasul represents
the only case decided by the Supreme Court that addresses the Bush
administrations' policy of indefinite detention of foreign nationals
held at Guantanamo Bay. The Supreme Court's holding in Rasul,
that foreign nationals, captured and held abroad have a statutory
right to file habeas corpus petitions in the federal courts, creates
numerous underlying issues which U.S. courts are sure to be faced
with soon. These issues include whether the courts will afford
foreign nationals held abroad other constitutional and/or statutory
rights, such as: (1) the right to notice of charge(s); (2) the right
to a jury trial; (3) the right to court appointed counsel (Gideon
v. Wainwright, 372 U.S. 335 (1963)); and (4) the right not to
self-incriminate; i.e. full and effective warning of rights at the
outset of an official law enforcement interrogation (Miranda v.
Arizona, 384 U.S. 436 (1966)).
II
RASUL
AND ITS DEPARTURE FROM EXISTING LAW
To fully understand
the Supreme Court's decision in Rasul, it is necessary to
review the philosophy of jurisdiction and the general nature
of habeas relief. Black's Law Dictionary defines jurisdiction as
"the authority by which courts and judicial officers take cognizance
of and decide cases, and the legal right by which judges exercise
their authority."
Habeas Corpus is the
name given to a variety of writs, designed to bring a party before a
court or judge. The function of habeas relief is not to determine
guilt or innocence, rather it is designed to determine whether a
prisoner is restrained of his or her liberty by due process.
The right of a writ of habeas corpus arose originally in the common
law tradition, as expressed in Williams v. Kaiser, 323 U.S.
471, 484, n. 2 (1945):
"We are dealing with
a writ antecedent to statute, and throwing its root deep into the
genius of our common law . . . It is perhaps the most important writ
known to the constitutional law of England, affording as it does a
swift and imperative remedy in all cases of illegal restraint or
confinement. It is of immemorial antiquity, an instance of its use
occurring in the thirty-third year of Edward I. It has through the
ages been jealously maintained by Courts of Law as a check upon the
illegal
usurpation of power
by the Executive at the cost of the liege." Secretary of State
For Home Affairs v. O'Brien [1923] A.C. 603, 609.
The U.S. Congress
enacted the original federal habeas corpus statute in the Judiciary
Act of 1789, 1 Stat. 73 (1789). Section fourteen of the Judiciary
Act of 1789 authorized federal courts to issue the writ of habeas
corpus to prisoners "in custody, under or by color of the authority
of the United States, or committed for trial before some sort court
of the same." Id.
To determine whether
U.S. courts have jurisdiction over habeas petitions filed by foreign
citizens captured abroad, the Rasul Court turned to the
holding in Eisentrager, 339 U.S. 763 (1950). Eisentrager
established that aliens detained outside United States sovereign
territory may not invoke habeas relief. The Eisentrager
holding was followed by the Federal District Court and the Court of
Appeals when making their decision in the Rasul case. It was
also the tool by which the majority in the Supreme Court's decision
found that U.S. Courts indeed have statutory jurisdiction to
consider challenges to the legality of the detention of foreign
nationals captured and detained abroad.
The majority in the
Supreme Court's opinion found that the petitioners in Rasul
differed from the petitioners in the Eisentrager case,
thereby rejecting the notion that Eisentrager controlled the
outcome. The Eisentrager Court found that German prisoners
were enemy aliens who had never been or resided in the U.S., were
captured outside U.S. territory and held there in military custody,
were tried there and convicted by the military for offenses
committed there and were imprisoned there at all times. Id at
777. In contrast, the Supreme Court's majority in Rasul
found that the detainees were not nationals of countries at war with
the United States. Further, the detainees denied they had engaged
in or plotted acts of aggression against the United States. They
allegedly had not been provided access to any tribunal, and had not
been charged with and convicted of wrongdoing.
Critical to the
understanding of Rasul is that the Eisentrager Court
stated the above mentioned facts were only relevant to the question
of the prisoner's constitutional entitlement to habeas review.
Id at 777-781. The Court's only statement on their statutory
entitlement to habeas review was a passing reference to its
absence. Id at 768. Later, in Braden v. 30th Judicial
Circuit Court of Ky., 410 U.S. 484 (1973), the Court held that
the prisoner's presence within the court's territorial jurisdiction
is not an invariable prerequisite to the exercise of 28 U.S.C. §
2241 (1948), the habeas statute. The logic for this is that habeas
acts upon the person holding the prisoner, not the prisoner
himself. Thus, because Braden overruled the statutory
predicate to Eisentrager's holding, the Rasul Court
held that Eisentrager does not preclude the exercise of
statutory jurisdiction under section 2241. Interestingly, however,
the prisoner in Braden was not held outside the territorial
sovereignty of the United States. Further, the Braden Court
never mentioned Eisentrager in its decision, thus Rasul
marks a major shift in the Supreme Court's thinking in exercising
jurisdiction over foreign enemy combatants held by the United States
military.
In the opinion of
the Court, Justice Stevens stressed that the degree of control
exercised by the United States government over the Guantanamo Bay
base was sufficient to trigger the application of statutory habeas
corpus rights. He further reasoned that the right to habeas corpus
can be exercised in domains under the sovereign's control and that
because the U.S. exercised complete jurisdiction and control over
the base, the fact that ultimate sovereignty remained with Cuba was
irrelevant. Justice Stevens asserted that the right to habeas
corpus is not dependent on citizenship status. Thus, the detainees
are now free to bring habeas corpus petitions in federal court.
However, a split in
the Supreme Court's ideology regarding the exercise of jurisdiction
over foreign citizens captured and held abroad during a time of war
is demonstrated in the vote on Rasul, which was 6-3. Justice
Stevens, the oldest member of the Court, delivered the opinion of
the Court in which Justices O'Connor, Souter, Ginsburg and Breyer
joined. Justice Kennedy filed a separate opinion concurring in the
judgment. Justice Scalia filed a dissenting opinion, in which Chief
Justice Rehnquist and Justice Thomas joined. In today's Supreme
Court it is not unusual to see a vote which is split five to four.
Justice O'Connor has well established herself as a swing vote, and
in this instance she voted with the more liberal members of the
Court.
III
JUSTICE SCALIA'S
DISSENT IN RASUL
Justice Scalia stated
in his dissent that "a cursory reading of the habeas statute shows
that it presupposes a federal district court with territorial
jurisdiction over the detainee. Section 2241(a) states writs of
habeas corpus may be granted by the Supreme Court, any justice
thereof, the district courts and any circuit judge within their
respective jurisdictions." Rasul v. Bush, 542 U.S.
(2004) (Scalia, J., dissenting).
By outlining the
above language, Justice Scalia asserts his interpretation of the
meaning of the statute, that courts and judges only have authority
over individuals within the sovereign territories of the United
States.
Further, Justice
Scalia scolds the majority, stating he would leave it to Congress to
change section 2241. Scalia characterized the majority's holding as
an "irresponsible
overturning of
settled law in a matter of extreme importance to our forces
currently in the field." Rasul v. Bush, 542 U.S.
, (2004) (Scalia, J., dissenting).
Scalia presumes the
military relied on Eisentrager in their actions, and opined
that Braden did not negate Eisentrager. Rather, he
states the Court's holding in Rasul has now overruled
Eisentrager, making Rasul the leading case in the realm
of statutory rights of foreign detainees to habeas relief. Though
the Court has voted, Justices Scalia, Chief Justice Rehnquist and
Justice Thomas remain resolute in their belief that U.S. courts do
not have habeas jurisdiction over prisoners at Guantanamo Bay, Cuba.
It is imperative to
analyze the dissent as well as the majority opinion in order to find
the meaning of Rasul and gage the impact of this decision.
The wise and cautious will infer from the dissent the concept that
the United States should not overreach its judicial realms. In
doing so, this country may be taking on too much. There is a
saying, "careful what you ask for because you just might get it."
It can be inferred from the dissent this is what Scalia is trying to
convey to his esteemed colleagues and the nation. Scalia's
conviction on this topic is emphasized when he states, "In
abandoning the venerable statutory line drawn in Eisentrager,
the Court boldly extends the scope of the habeas statute to the four
corners of the earth." Rasul v. Bush, 542 U.S.
(2004) (Scalia, J., dissenting).
A brief discussion
would be appropriate here to distinguish Padilla v. Bush, 233
F.Supp. 2d 564 (S.D.N.Y. 2002) and Hamdi v. Rumsfeld, 294
F.3d 598 (4th Cir. 2002) from Rasul. Although
Padilla and Hamdi were alleged terrorists, it is important to
clarify
that in these cases
no objection to the jurisdiction of court was made because these
individuals were found to be citizens of the United States who were
both physically detained within the United States. Therefore, as
citizens, they would clearly be entitled to invoke their
constitutional as well as statutory rights and would not find the
dissent in Rasul as an obstacle to habeas corpus relief.
IV
IMPLEMENTATION OF
RASUL
APPEARS PROBLEMATIC
FOR LOWER COURTS
It is understood the
Supreme Court has ruled in Rasul U.S. courts have at least
statutory jurisdiction to consider challenges to the legality of
the detention of foreign nationals captured abroad. Unfortunately,
the lower courts are now left with the task of determining the
merits of these cases, and which rights, constitutional and/or
statutory, the detainees may have. The result has been conflicting
decisions by federal judges. On January 19, 2005 Judge Richard J.
Leon, of the U.S. District Court for the District of Columbia,
dismissed the habeas petitions of seven detainees, ruling that "no
viable legal theory exists" under which the detainees could obtain
relief. Subsequently, the U.S. Department of Justice issued a
statement regarding Judge Leon's ruling, noting the ruling
determined that:
"There is no basis
in the Constitution, or in history, for according aliens captured by
the military outside the United States and classified as enemy
combatants 'due process' rights under the Constitution, based on the
mere fact that they are confined…for operational and security
reasons…on foreign property that has been leased by the United
States."
The key word in the
Justice Department's statement is Constitutional.
In sharp contrast,
Judge Joyce Hens Green, of the same federal court, ruled on January
31, 2005 that foreign terrorism suspects detained by the U.S. have
constitutional rights. Judge Green wrote, "while she would
have welcomed a clearer declaration in the Rasul opinion
regarding the specific constitutional and other substantive rights
of the
detainees, [she] nevertheless
interpreted the decision as recognizing that the prisoners possessed
enforceable constitutional rights."
Judge
Green's ruling applied to eleven cases involving more than fifty
detainees, and is currently on appeal.
Judge Green's ruling
appears to go far beyond the confines of the Supreme Court's
decision in Rasul, in which the Court merely held that
foreign nationals captured and held abroad have a statutory
right to habeas corpus. Thus, we are witnessing a clear example of
judicial activism. If Judge Green is not overturned on appeal, it
is logical to conclude a variety of constitutional and/or statutory
rights will be offered to foreign nationals captured and held
abroad. These rights may include the right to notice of charge(s)
found in the Fifth and Fourteenth Amendments to the Constitution,
and the right to a jury trial found in the Seventh Amendment. The
right to court appointed counsel and the right not to
self-incriminate, i.e. full and effective warning of rights at the
outset of an official law enforcement interrogation, may also
eventually be offered to foreign detainees held abroad.
With respect to the
right to counsel, Powell v. Alabama, 287 U.S. 45 (1932) was
the first case in which the U.S. Supreme Court addressed the right
of individuals to have
counsel. The Court
held the "necessity of counsel was so vital and imperative that the
failure of the trial court to make an effective appointment of
counsel was likewise a denial of due process within the meaning of
the 14th Amendment." Id at 71.
Powell
held
defendants had the right to employ counsel. It wasn't until
Gideon v. Wainwright, 372 U.S. 335 (1963), more than thirty
years later, that the Court asserted
states must
provide counsel to defendants who cannot afford to hire an
attorney on their own. Briefly, defendant Gideon was charged in a
Florida State court with felony breaking and entering with intent to
commit a misdemeanor. Gideon appeared in court without funds or an
attorney and asked the Court to appoint counsel for him. His
request was
denied on the
grounds the charges against him were not a capital offense. Gideon
then made the argument that the U.S. Supreme Court guaranteed he was
entitled to counsel. This argument failed and Gideon represented
himself. The jury returned a verdict of guilty and Gideon was
sentenced to serve five years in the state prison. He then filed a
habeas corpus petition with the Florida State Supreme Court
attacking his conviction and sentencing on the grounds the trial
court's refusal to appoint counsel for him denied him rights
guaranteed by the Constitution and the Bill of Rights. The Florida
State Supreme Court denied all relief. Gideon requested and was
granted certiorari by the U.S. Supreme Court. In a 9-0 vote, the
Court held that the right of one charged with a crime to counsel is
a fundamental right in America and remanded the case to the Supreme
Court of Florida. In the opinion, Justice Black wrote:
"From the very
beginning our state and national constitutional laws have laid great
emphasis on procedural and substantive safeguards designed to assure
fair trials before impartial tribunals in which every defendant
stands equal before the law. This noble ideal cannot be realized if
the poor man charged with a crime has to face his accusers without a
lawyer to assist him."
Thus, Gideon
was a landmark case regarding the 6th Amendment right to
counsel, requiring states to provide counsel to
indigent defendants. Indigent defendants are also
entitled to counsel
for the first appeal. The decision in Gideon reversed
Betts v. Brady,
316 U.S. 455 (1942),
an earlier case which had addressed a similar issue. It is important
to note that the
right to have counsel appointed applies only if liberty is in
jeopardy, i.e. the defendant could be imprisoned if convicted or
sentenced to death.
Another
individual right which has been carefully crafted over time through
the American judicial system, and could eventually be applied to
foreign nationals captured and held abroad, is the right to not
self incriminate. In other words, the right to remain silent
and full and effective warning of rights at the outset of an
official law enforcement interrogation. This right was established
for United States citizens through Miranda v. Arizona, 384
U.S. 436 (1966). Briefly, defendant Miranda was questioned by
police regarding the kidnapping and rape of a young woman. Miranda
confessed and signed a written statement without being told that he
had a right to a lawyer. His confession was used at trial. The
trial court found him guilty. The Supreme Court of Arizona affirmed
the trial court's decision. The U.S. Supreme Court combined like
cases with Miranda and in a 5-4 vote reversed the Supreme
Court of Arizona. In all of the cases brought before the Court on
this issue, the questioning elicited oral admissions and in three of
the cases defendants signed statements, which were used at their
respective trials. All of the cases involved incommunicado
interrogation of individuals in a police-dominated atmosphere,
resulting in self-incriminating statement without full warnings of
constitutional rights. Delivering the opinion of the Court, Chief
Justice Warren wrote:
"The prosecution may not use statements, whether
exculpatory or inculpatory, stemming from custodial interrogation of
the defendant unless it demonstrated the use of procedural
safeguards effective to secure the privilege against
self-incrimination. Prior to any questioning, the person must be
warned that he has a right to remain silent, that any statement he
does make may be used as evidence against him, and that he has a
right to the presence of an attorney, either retained or appointed.
The defendant may waive effectuation of these rights, provided the
waiver is made voluntarily, knowingly and intelligently. If,
however, he indicated in any manner and at any stage of the process
that he wishes to consult with any attorney before speaking, there
can be no questioning."
The majority in the Miranda opinion was attempting to impose
safeguards on custodial police interrogation. In the process, the
Court selectively incorporated the due process clause of the
Fourteenth Amendment to the states. Though Miranda sent a
shock wave through the nation because it was perceived as removing
the handcuffs from the criminals and placing them on the police and
because of the brutality against the victim.
Bear in mind, the
detainees at Guantanamo Bay claimed they were held without being
permitted to consult with counsel. If detainees in a similar
situation were charged with a crime, would statements they made
while in custody and without right to counsel be admissible? Would
their argument that the statements are not admissible ultimately
gain them a constitutional right as in Miranda? These
questions will likely be answered in judicial proceedings in the
coming years.
Further, the rights
discussed in this section have taken generations to evolve for U.S.
citizens and should not be hastily granted to foreign nationals who
seek to destroy the United States both through terrorism within, as
illustrated on September 11, 2001, and on the battlefields abroad.
V
THE RASUL
DECISION'S POTENTIAL IMPACT ON THE
AMERICAN JUDICIAL
SYSTEM
Another
potential consequence of the Rasul holding is the fiscal
impact on American taxpayers. Once again, Rasul permits a
foreign national captured and detained abroad to bring a habeas
petition in federal court. This could mean that the American
military, and hard earned American tax dollars, would be required to
transport these individuals to the United States from wherever they
are being detained, to their hearing in federal court. While this
sounds simple, it could be quite expensive, as included in this cost
could be the expense of guarding, feeding and housing the detainee(s),
not to mention the possible transportation, feeding and housing of
potential witnesses, combined with the cost of counsel and the use
of other court resources.
The U.S.
Supreme Court considered a similar issue in Ahrens v. Clark,
335 U.S. 188 (1948), in which the Court stated their decision was
largely based on Congress' concern, which was the risk and expense
involved in the "production of prisoners from remote sections,
perhaps thousands of miles from the District Court that issued the
writ. The opportunities for escape afforded by travel, the cost of
transportation, the administrative burden of such an undertaking
negate such a purpose." Id at 191.
It is feasible that
every Guantanamo detainee may now seek a writ of habeas corpus,
joined by many detainees held by the United States in Iraq and/or
Afghanistan, clogging up the U.S. court system. Whether this happens
or not depends on the way lower courts construe the opinion, as
discussed in section IV of this writing. It is unclear whether the
Supreme Court considered these important issues when making its
decision in Rasul. As noted by Scalia, "The consequence of
this holding, as applied to aliens outside the country, is
breathtaking. It permits an alien captured in a foreign theater of
active combat to bring a section 2241 petition against the Secretary
of Defense." Rasul v. Bush, 542 U.S.
(2004) (Scalia, J., dissenting).
VI
THE IMPACT OF THE
RASUL HOLDING ON
AMERICAN MILITARY
OPERATIONS
Legal
proceedings conducted under Rasul are sure to provide aid and
comfort to alleged enemies of the United States. As Scalia points
out, allowing detainees to file habeas petitions in U.S. federal
courts would "diminish the prestige of our commanders." Id at
12. As a result of the Rasul decision, detainees will most
likely wish to speak with their attorney rather than make statements
to U.S. military personnel during interrogation. Further, many
detainees may file a habeas petition immediately after capture and
detainment, interfering with standard battlefield interrogations and
the gathering of badly needed intelligence by military personnel
and intelligence officers.
The
ruling in Hamdi v. Rumsfeld, 03-6696 (U.S. 2004) makes even
more demands on U.S. military forces in combat situations. Yaser
Hamdi, a U.S. citizen captured on the Afghanistan battlefield in the
latter part of 2001 asserted his rights as a U.S. citizen. In
deciding Hamdi, the Court held that "a citizen-detainee
seeking to challenge his classification as an enemy combatant must
receive notice of the factual basis for his classification, and a
fair opportunity to rebut the Government's factual assertions before
a neutral decision-maker." Id at 14-15. The Court did not
elaborate further, however. By implication, this could mean that
soldiers in the field would need to become much more circumspect
about their actions at the point they capture an enemy combatant
than they have been in the past. More attention will have to be
paid to paperwork and less attention will be allotted to the
security of U.S. military personnel in a battle zone. It is also
possible Judge Advocate General personnel will be required on the
battlefront for the purpose of interviewing soldiers after they
capture enemy combatants, thereby creating an evidentiary record for
future hearings. Firefights are no place for grappling with such
legal issues.
Once again, it does
not seem apparent that the majority of the Court considered the full
impact of their decision. It is difficult to imagine the court
intended to interfere with the discharge of duties by American
military personnel in the field. Clearly, Rasul and Hamdi
will make their jobs more difficult and arguably more dangerous. As
Justice Scalia pointed out:
"It would be
difficult to devise more effective fettering of a field commander
than to allow the very enemies he [the field commander] is ordered
to reduce to submission to call him to account in his own civil
courts and divert his efforts and attention from the military
offensive abroad to the legal defensive at home. Nor is it unlikely
that the result of such enemy litigiousness would be conflict
between judicial and military opinion highly comforting to the
enemies of the United States." (Citation omitted) Rasul v. Bush,
542 U.S. (2004) (Scalia, J.,
dissenting).
VII
MEDIA BIAS AND THE
TREATMENT OF DETAINEES
No doubt, it will be
perceived by some that the Rasul decision was issued, in
part, to address concerns of the mistreatment of military
detainees. It has been well published by American and international
press agencies that the U.S. military is currently detaining
hundreds of alleged enemy combatants at Guantanamo Bay.
Unfortunately, what has permeated the headlines is the ill treatment
suffered by these detainees, both in the Middle East and Guantanamo
Bay. Citizens of the United States and others outside the country
who have media access have been led to believe that mistreatment is
the only treatment the detainees are receiving. However, despite
numerous investigations, there is no evidence of widespread
systematic mistreatment of detainees by American forces.
An individual simply
has to access the Internet, type into a search engine "treatment
of detainees" and innumerable news articles will appear. Many of
these articles are vague, misleading and unfair. For example, Human
Rights Watch wrote United States: Guantanamo Two Years On – U.S.
Detentions Undermine the Rule of Law.
In this
article, the organization complained of "cases", never naming a
case, and "various U.N. bodies", but did not elaborate. The article
also stated the "International Committee of the Red Cross …has
voiced concern." Interestingly, no author was named in the Human
Rights Watch article. Moreover, erudite individuals realize the
International Committee of the Red Cross voices concern in virtually
all cases of forced detention. Consequently, it is easy to see how
politically predisposed individuals, and those with access only to
one-sided news reports, are likely to believe such distortion.
It would be foolish
not to believe a few innocent people may have been detained and may
have suffered mistreatment. However, it would be a fatal error to
believe a great majority of detainees are being mistreated and
wrongly detained. The main reason for holding detainees is to keep
them off the battlefield and to gain intelligence information on al
Qaeda, the Taliban and other terrorist groups. The U.S. Supreme
Court has dealt with civil liberties during times of war and has
many times ruled in favor of national security over personal
freedom. In Korematsu v. United States, 323 U.S. 214 (1944),
the U.S. Court of Appeals for the Ninth Circuit upheld the
conviction of an American citizen of Japanese descent for the
unlawful presence in a restricted area during World War II. In
Korematsu national security was a priority over civil rights. As
an aside, Korematsu was overturned, but not until 1983, long
after the war with Japan had come to an end.
A U.S. citizen and
resident of Oceanside, California who has recently spent time at
Guantanamo Bay has come forward to discuss the treatment of
detainees there. In late March 2005, Colonel Shelia Bryant-Tucker, a
Marine Corps reservist and family law attorney returned from a
six-month deployment to Guantanamo Bay. In an interview given to
the North County Times, Colonel Bryant-Tucker stated she came back
to
California "with a
whole new perspective on the military's treatment of enemy
combatants." She stated that when she got to Guantanamo Bay "it is
not what we perceive it to be. Detainees receive three meals a day,
medical care and other basic services, emphasizing the detainees'
medical care may be better than what most people receive in the
U.S."
She also
explained that a joint task force oversees the detention
facility at
Guantanamo Bay, which means all branches of the military as well as
the Federal Bureau of Investigation, Central Intelligence Agency and
U.S. Department of Homeland Security participate in the development
and application of proper and lawful procedures for the confinement
of detainees.
VIII
CONCLUSION
The
United States is a great and powerful nation not by mistake, but by
the infinite intelligence, hard work and immense diversity of its
citizens. Though the legislative, executive and judicial branches
clash from time to time over what is best for the nation, they have
in the past stood together in times of war. The courts have
understood that "the capture and detention of combatants are
important incidents of war." Ex Parte Quirin, 317 U.S. 1, 28
(1942). The courts have also recognized that the purpose of the
detention is to keep those individuals who are being detained off
the battlefield and to gain intelligence information. The detention
is understood to last "for the duration of the relevant
hostilities." Id at 30-31.
It is a somber fact
that on September 11, 2001 America was attacked by terrorists. On
September 18, 2001 President Bush signed Senate Joint Resolution 23,
"Authorization for Use of Military Force" (AUMF), which empowered
the president to:
"use all necessary and appropriate
force against those nations, organizations, or persons he determines
planned, authorized, committed or aided the terrorist attacks that
occurred on September 11, 2001, or harbored such organizations or
persons, in order to prevent any future acts of international
terrorism against the United States by such nations, organizations
or persons."
The United States
military, as authorized by the legislature and ordered by the
president, have used military force in the Middle East to search for
terrorists and terrorist organizations, and protect the United
States from further terrorist attacks. As stated above, these
military operations were ordered and have taken place "to prevent
any future acts of international terrorism against the United States
by such nations, organizations or persons." With military
operations come detainees and ultimately the holding in Rasul,
that foreign nationals, captured and held abroad have a statutory
right to file habeas corpus petitions in federal courts. The Court
did not say what rights the detainees have once they get to federal
court. That will be up to the lower courts to decide. It will be
interesting to see what effect the Rasul decision and the
decisions of lower courts will have on the effectiveness, efficiency
and security of American armed forces as they serve and protect the
citizens of the United States of America.
Human Rights
Watch, United States: Guantanamo Two Years On – U.S.
Detentions Undermine the Rule of Law, January 9, 2004 at
http://hrw.org/english/docs/2004/01/09/usdom6917.htm.
Government
Printing Office, Senate Joint Resolution 23,
September 14, 2001 at http://www.gpoaccess.gov/index.html
TABLE OF AUTHORITIES
CASES
PAGE
Ahrens v. Clark,
335 U.S. 188 (1948)……………………………………………………14
al Odah v. United States,
Docket Number 03-343 (2004)………………………………...1
Betts
v. Brady, 316 U.S. 455
(1942)……………………………………………………..12
Braden
v. 30th Judicial Circuit Court of Ky.,
410 U.S. 484 (1973)…………………….5, 7
Ex
Parte Quirin,
317 U.S. 1 (1942)……………………………………………………...18
Gideon
v. Wainwright, 372 U.S. 335
(1963)……………………………………...3, 11, 12
Hamdi v. Rumsfeld,
03-6696 (U.S. 2004)………………………………………………..16
Hamdi
v. Rumsfeld, 294 F.3d 598 (4th
Cir. 2002)………………………………………...8
Johnson v.
Eisentrager, 339 U.S. 763
(1950)…………………………………..2, 4, 5, 7, 8
Korematsu
v. United States, 323 U.S. 214
(1944)………………………………….……18
Miranda
v. Arizona,
384 U.S. 436 (1966)………………………………………...3, 12, 13
Padilla
v. Bush, 233 F.Supp. 2d 564 (S.D.N.Y.
2002)……………………………………8
Powell
v. Alabama, 287 U.S. 45
(1932)……………………………………………..10, 11
Rasul v. Bush,
321 F.3d 1134 (2004)……………………………………………………...1
Rasul
v. Bush,
542 U.S.
(2004)……………………………………….Passim
Williams
v. Kaiser,
323 U.S. 471………………………………………………………….4
STATUTES AND
REGULATIONS
PAGE
28 U.S.C. § 2241 (1948)
…………………………………………………………...5, 7, 15
28 U.S.C. § 2241(a)
(1948)………………………………………………………………..7
Judiciary Act of 1789, 1 Stat. 73 § 14
(1789) ………………………………………….…4
U.S. Const. amend.
V…………………………………………………………………….10
STATUTES AND
REGULATIONS
(continued)
PAGE
U.S. Const. amend.
VI…………………………………………………………………...11
U.S. Const. amend.
VII…………………………………………………………………..10
U.S. Const. amend.
XIV…………………………………………………………………10
SECONDARY AUTHORITY
Black's Law Dictionary
991 (4th ed. rev. 1976)…………………………………………...3
Brent Kendall,
Detainees Have Rights, Federal Judge Decides,
……………………….10
Los Angeles Daily Journal, February 1, 2005,
at 8
OTHER
SOURCES
PAGE
Bill Mears and Bob
Franken, Judge: Gitmo Detainees………………………………….10
Can Challenge Detentions,
CNN.com January 31, 2005 at http://www.edition.cnn.com/2005/LAW/01/31/gitmo.ruling.
Government Printing
Office, Senate Joint Resolution 23, September 14,
2001 at……...20
http://www.gpoaccess.gov/index.html
Human Rights Watch,
United States: Guantanamo Two Years On……………………..17
– U.S. detentions Undermine the Rule of Law,
January 9, 2004 at http://hrw.org/english/docs/2004/01/09/usdom6917.htm.
Paul Sisson, Local
Official Back From Tour of Duty in Cuba, …………………………19
North County Times, April 12, 2005, at B-1
and B-3.
|
Scholarship Winner essays, Spring 2003
Topic:
"Civility and the legal professional"
VICKI O'BRIAn SANDRA
GARCIA SILVER
GONZALEZ
The Indian Child Welfare Act
and
How It Affects Dependency
Proceedings in the State of California
History of The
Indian Child Welfare Act
Vicki O'Brian
After almost destroying tribal unity and culture through “acts of kindness,” the
federal government passed the Indian Child Welfare Act of 1978 (25 Indians
Chapter §1901 et. seq.). The Indian Child Welfare Act (ICWA), along with
federal and state court decisions, began to move the tribes toward a more
self-governing position in dealing with child abuse and neglect.
The
United States, until recently, felt the best way to solve the Native American
problem was to erase the culture and dilute the race. Through various
legislation and “acts of kindness” the government almost succeeded. One of the
first governmental acts towards the “civilization” of the tribes was The
Civilization Fund Act (1819). This act provided funds to churches to remove
Native American children from their natural parents placing them in church run
schools and non-Native American homes. A report by the commissioner of Indian
Services to Congress in 1867 stated that the only way to deal with the “Indian
problem” was to separate the Native American children completely from their
tribes. Large military style boarding schools were developed by both government
and church officials. The children were taken to these schools at the age of
three and were forbidden to speak their native language or dress in their native
costumes. Their Native American heritage was literally beat out of them with
severe punishment if they disobeyed. In 1910 the school workers were even
offered bonuses to bring any children they found on various reservations to the
school. These workers were given leaves of absences from their teaching and
other duties at the school to look for children and take them away (Testimony of
The National Indian Child Welfare Association (NICWA) 1997).
In
1953 Public Law 280 (P. L. 280) was passed. The ultimate goal of this law was to
terminate the existence of Native American tribes. This law took all judicial
powers, both civil and criminal, out of tribal hands and gave that power to the
states. Six states were affected by this law: Alaska, California, Minnesota,
Nebraska, Oregon and Wisconsin. These states had the largest Native American
population at the time (Supra). Up until this time matters such as child
abuse and neglect were left in the tribal courts. This new law gave the state
government more power to destroy Native American culture and their heritage.
The
final injustice to be adopted in the federal government’s “acts of kindness” was
the Indian Adoption Project implemented in 1959 by the Child Welfare League of
America, leading authority of child welfare agencies. With the cooperation of
the Bureau of Indian Affairs, the first year of the project removed 395 Native
American children were from their natural parents and placed them for adoption
by non-Native American families in the Eastern cities far away from their
culture and families (NICWA). This practice was still continued up until the
passage of the Indian Child Welfare Act in 1978.
The
ICWA was passed and made in law in 1978 (25 U. S C. §1901 et. seq.). The ICWA
was passed with the intention of keeping the Native American tribes and customs
alive and intact. Congress recognized, with the passage of this act, that the
most important resource to the continuation and integrity of Indian tribes is
their children. The United States also recognized with the Act that, it is in
the best interest of the federal government, because of government’s trustee
position, in protecting Indian children who are eligible for membership in an
Indian tribe. The United States government finally recognized, with the passage
of the ICWA, that there were a high percentage of Native American families that
were broken up simply due to the fact that the parents were Native Americans and
lived on a reservation. Native American children who were removed from the
culture and placed in non-Indian foster homes or adoptive parents were more apt
to have an identity crisis as they reached maturity (25 U. S. C. 21 §1901). The
ICWA’s major function was to stop the destruction of the tribal society by
notification to the tribe that a Native American child who was involved in a
dependency or adoption issue, was or could be a member of their tribe. ICWA
stipulated that if the court, or any government agency, was notified that a
child, who was involved in dependency or adoption proceedings, is a member or
might be a member of an Indian tribe, the tribe must be notified. In a situation
that the child’s tribe is unknown, the Secretary of the Interior shall be
notified by certified mail, return receipt requested. This notification should
be sent to the representing agency for the particular district the proceedings
are taking place. In California, the notification is sent to: Sacramento Area
Director, Bureau of Indian Affairs, Federal Office Building, 2800 Cottage Way,
Sacramento, CA 95825. (25 CFR 23.11(12))
The
notification of the tribe has been outlined in The Bureau of Indian Affairs
Guideline for State Courts; Indian Child Custody Proceedings, 44 Fed. Reg.
67,584 (November 26, 1979) (Guidelines). While this is not mandatory law, it is
the guideline quoted most by the state appellate courts when trying to interpret
the many rules set forth in the ICWA. The Guidelines state that if anyone claims
that a child, who is involved in a dependency hearing or adoption proceedings,
is an Indian, or there is reason to believe the child is an Indian, the court
must then notify the tribe that the child is or may be affiliated with of the
proceedings or notification shall be sent to the Bureau of Indian Affairs
(Bureau) (44 Fed. Reg.67,584 §B.5(a)).
The
Guidelines is also very specific on time limits and extensions. After
notification the proceedings cannot begin until all of the following dates have
passed: (1) ten days after parent or Indian custodian have been notified. If the
parent or Indian custodian cannot be located than it is ten days after the
notification of the Bureau; (2) ten days after the parent of Indian child’s
tribe has received notice; (3) thirty days after the parents, Indian custodian
or Indian child’s tribe has received notice and request an additional twenty
days to prepare for the proceeding (25 U. S. C. §1912(a)).
The
placement of a Native American child, who has been involuntarily removed from
the biological parents or Native American custodian’s home, is very specifically
laid out in the order of preference in the ICWA (25 U. S. C. §1915(b)).
In any foster care or preadoptive placement, a preference
shall be given, in absence of good cause to the contrary, to a placement with –
(1) a member of the Indian child’s extended family: (2) a foster home licensed
or approved, or specified by the Indian child’s tribe: (3) an Indian foster home
licensed by an authorized non-Indian licensing authority: or (4) and institution
for children approved by an Indian tribe or operated by an Indian organization
which has a program suitable to meet the Indian child’s needs.
The
choices of placement in an adoption situation the choices, are more restrictive.
An Indian child shall only be placed with a member of the child’s extended
family, other members of the Indian child’s tribe, or other Indian families (25
U. S. C. §1915). The Guidelines have set forth the notion that the extended
family is very important. Native American culture has traditionally employed the
extended family in the day to day rearing of the children. The Guidelines also
state that because of the differences in cultures among tribes placement should
be within the same tribe as the child’s. It further states that as long as the
potential caregiver can supply the necessary emotional and physical needs of the
Indian child the foster parent may be a single parent (44 Fed. Reg. 67,584 § F
(1) (a).
“Domicile”
One
of the major questions the ICWA left unanswered when it was written was the
meaning of the word “domicile.” Section 1911 of the ICWA states:
An
Indian tribe shall have jurisdiction exclusive to any State over any child
custody proceeding involving an Indian child who resides or is domiciled within
the reservation of such tribe, except where jurisdiction is otherwise vested in
the State by existing Federal Law. Where an Indian child is a ward of a tribal
court, the Indian child shall retain exclusive jurisdiction, notwithstanding the
residence or domicile of the child.
The confusion
over the word “domicile” was put to rest in the United States Supreme Court case
Mississippi Choctaw Indian Band v. Holyfield, 490 U. S. 30 (1989). This
case is about twin illegitimate girls whose parents were both enrolled members
of the Mississippi Choctaw Indian Band (Band). Prior the mother becoming
pregnant both the parents had lived on the reservation all their lives. At the
time of the mother’s pregnancy, they moved to Harrison County, two-hundred miles
away from the reservation, and signed consent to adopt forms. The twins were
then adopted by the Holyfields in Harrison County’s Chancery Court. The court
was aware of the girl’s parent’s tribal membership, though there was no mention
of it in the adoption decree. On January 16, 1986, the Holyfields petitioned the
Chancery Court for adoption and the decree was granted, two months later the
Tribe moved in the Chancery Court to vacate the adoption decree “on the grounds
that under the ICWA exclusive jurisdiction was vested in the tribal court” (490
U. S. 30 at 39). The court overruled the motion on July 14, 1986, stating that
the Tribe had never been granted jurisdiction over the twins. The court’s
decision was based on two facts; that the mother went to great lengths to make
sure the twins were not born on the reservation and that both parents had
arranged for an immediate adoption by the Holyfields. The Supreme Court of
Mississippi affirmed this decision rejecting the Tribe’s arguments that the
state lacked jurisdiction. The Mississippi Supreme Court also stated that the
ICWA did not apply in the case. The court felt the Choctaw Reservation was not
the domicile of the twins at their time of birth (Id at 40). This
decision sent the case to the United States Supreme Court.
The
Court stated “The sole issue in this case, as the Supreme Court of Mississippi
recognized, whether the twins were “domiciled” on the reservation.” (Id
at 43) The ICWA does not define “domicile” in the context of the act itself.
The meaning is what Congress intended it to be when the ICWA was drafted. The
Court then addressed whether Congress wanted the meaning of “domicile” to be
left to the state courts. The Court, quoting Jerome v. United States, 318
U. S. 204 at 210, felt that “in the absence of a plain indication to the
contrary… Congress when it enacts a statute is not making the application of
federal dependent on state law.” (490 U. S. 30 at 44) The Court went on to say
that the reason for this is federal statutes are intended to be interpreted the
same way nationwide. They reasoned that to interpret a statute, the intentions
of the act had to be examined.
The
history and hearings associated with the ICWA show that this act was intended to
protect the rights of Native American families and their communities and not the
state’s interests. The ICWA was enacted to hold together Native American
families and to give the tribes jurisdiction over the child custody proceedings.
Congress also did not intent for the lack of nationwide uniformity that would
result from a state-to-state interpretation of words (Id at 47).
The
Court felt that if a word or term in a statute is not expressly defined in the
statute then the ordinary meaning of the word should be used. The Court went on
to explain at page 49 in Mississippi Choctaw that:
“Domicile is not necessarily synonymous with “residence”... and one can reside
in one place but be domiciled in another. For adults, domicile is established by
physical presence in a place in connection with a certain state of mind
concerning one’s intent to remain there. One acquires a “domicile of origin” at
birth, and domicile continues until a new one (a domicile of choice) is
acquired. Since most minors are legally incapable of forming the requisite
intent to establish a domicile, their domicile is determined by that of their
parents. In the case of an illegitimate child, that has traditionally meant the
domicile of the mother. Under these principles, it is entirely logical that on
occasion, a child’s domicile of origin will be in a place the child has never
been.”
The
domicile of the mother and father in this case was always the Choctaw
Reservation. This was an undisputed fact. When this fact is added to the Court’s
reasoning above, it became clear that the twins were also domiciled on the
reservation without ever having been there. The fact that the twins were born
outside of the reservation does not change the circumstances of their domicile,
which was their mother’s. Even though the twin’s mother left the reservation,
the ICWA was worded in such a way that the act’s of one individual could not
defeat the intention to provide for the interests of the tribe (Id at
50).
The
Court then addressed the issue of who has jurisdiction to decide the custody
matter of this case, the state or the Tribe. The Court held that the Tribe has
the jurisdiction and the Supreme Court of Mississippi’s decision was reversed
and remanded for further proceedings consistent with the Court’s opinion (Id
at 55). This ruling effectively put to rest the issue of the word
“domicile.”
California’s Rulings
The
California Appellate Courts however, have had to decide numerous issues, none of
which have, has of this date, been accepted by the California Supreme Court. The
issues to be discussed here are: (1) Whether a Native American tribe can obtain
jurisdiction of a Native American child if the tribe is not recognized by the
federal government. (2) What is the “Existing Family Doctrine?” (3) When should
notice be given to a tribe and how timely the notification has to be given? and,
(4) What are the steps to legally terminate parental rights?
The Issue of Notice
The
2003 California Rules of Court are very implicit in Rule 1439, Indian Child
Welfare Act (25 U. S. C. §1901 et seq.) on how to handle notification of a tribe
when an Indian child is involved in dependency or adoption proceedings. C. R. C.
Rule 1439(d) states, “The court and the county welfare department have an
affirmative duty to inquire whether a child for whom a petition under section
300 (of the California Welfare and Institution Code) is to be, or has been,
filed is or may be an Indian child.” If the child is or may be an Indian child
the court or welfare department must notify the tribe of the pending petition.
The court must also inform the tribe of its right to intervene in these
proceedings. This must be done even if the proceedings have started as soon as
it is made known to the court or an agency of the court (C. R. C. No. 1439(f)).
This notice must be sent for every hearing involving the Native American child
until the child is determined not to be an Indian child (C. R. C. No.
1439(f)(5)).Two recent California Appellate Court decisions demonstrate that
this rule is strictly upheld.
The
Fourth District Appellate Court heard this matter in Dwayne P. v. Superior
Court (San Diego County Health and Human Services Agency), 103 Cal. App. 4th
247, 126 Cal. Rpt. 2d 639 (2002). Dwayne P. and Rosemary P. (the parents) had
their twin sons removed from their custody after one of the twins was admitted
to a hospital for vomiting, decreased appetite and excessive sleepiness and it
was found that the child suffered from two subdural hematomas and a humeral
fracture. At that point the doctors determined these injuries were intentional (Id
at 252). At the dependency hearing, September 2000, the father claimed he may
have Cherokee blood and the mother claimed she did have Cherokee blood but was
not sure as to how much (Id at 253). The court ruled that the ICWA did
not apply at this time and asked Social services to inquire into the matter.
Social Services determined the ICWA did not apply.
At
the twelve-month review hearing the court terminated reunification services and
set a selection and implementation hearing under section 366.26 of the Welfare
and Institution Code (termination of parental rights). At this point the parents
petitioned for extraordinary writ relief raising the augment that the court
erred in not giving notice under the ICWA. The Fourth District Appellate Court
ordered a stay on the 366.26 hearing and an order to show cause. The court also
granted the application of California Indian Legal Services and Pauma-Yuima Band
of Mission Indians, which is a federally recognized tribe, to file amici curiae
brief in support of the petition (Id at 253). After reading the briefs
of all parties and hearing the arguments, the court decided that, “The ICWA
notice requirement was triggered here, and the juvenile court’s failure to
secure compliance with the notice provisions of the [ICWA] is prejudicial error.
Thus, the matter must be remanded for reconsideration after proper statutory
notice is given.” (Id at 259)
Another Fourth District decision is In re Jennifer A., 103 Cal. App. 4th
692, 127 Cal. Rptr. 2d 54 (2002). This is a case about a mother whose child had
been removed from her custody and given to the child’s father. Jennifer, the
minor, had been removed from her mother’s custody on January 7, 2002 based on
the allegations that Jennifer, who was eleven-years-old, was frequently left
alone with her two-year-old nephew and the mother was frequently under the
influence of methamphetamine (Id at 698, 699). At the detention hearing,
held at the Superior Court of Orange County, the court asked if either parent
was of Indian heritage. The mother said she might be Cherokee and the father
stated he believed he was Yaki. The court ordered the Orange County Social
Services Agency (SSA) to investigate the possibility and, on January 30, 2002,
the SSA stated that the ICWA might apply and notice had been sent to both
tribes. At this point in time no evidence to corroborate the notice was
presented. Jennifer’s father had never married the mother but was willing to
take custody of Jennifer. Jennifer however did not want to live with him. The
court awarded custody of Jennifer to her father. On February 22, 2002, the
mother filed for appeal claiming that the court erred in failing to apply notice
and other procedural requirements of ICWA (Id at 699).
The
father and SSA both argued that the ICWA does not apply unless custody is being
taken from both parents. While the ICWA does not apply in dissolutions of
marriage, it does apply when the parents are not married. There was no evidence
or authorities stated by the father or SSA that this would apply in this case (Id
at 702). The court questioned SSA about the notification and SSA could show
copies of the notification to the proceedings were sent to the Cherokee Nation
of Oklahoma and the Round Valley Reservation (Yaki) and to the Bureau of Indian
Affairs. The notices were received by Cherokee Nation of Oklahoma on January 22,
2002, by the Round Valley Reservation on January 22, 2002 and by the BIA on
January 22, 2002. The appellate court ruled this did not meet the requirement of
notification under ICWA because the detention/jurisdiction hearing was held on
January 30, 2002 (Id at 705). ICWA §1912(a) and C. R. C. Rule No. 1439(h)
stipulates that any hearing must be scheduled no earlier ten days after notice
has been received. The court in its decision reversed the decision giving
custody to the father and remanded it back to the juvenile court to require
evidence showing the “form and content of the notice, and the service upon and
receipt of actual notice by the tribes.” (Id at 710) The court also
instructed the juvenile court to determine if the requirements under ICWA were
met and to determine if the tribes have made any determination as to Jennifer’s
status as an Indian child.
Tribal Recognition
In
order for the ICWA to apply the Native American child must be enrolled or able
to enroll in a federally recognized tribe. It does not matter if the tribe has
an existing government or tribal court. California Rules of Court Rule
1439(g)(3) states, “The tribe must be a federally recognized tribe, group or
community as defined by the Bureau of Indian Affairs of the Department of the
Interior as eligible for services provided to Indians by the Secretary of the
Interior because of their status Indians…”
The Second Appellate Division of the California Appellate
Court addressed this issue in the case, In re Wanomi P., 216 Cal. App. 3d
156, 264 Cal. Rptr. 623 (1989). This case involved a child whose mother was a
member of Mic Mac Nation of Nova Scotia, Canada. The issue here was at first if
the ICWA requires a California court to transfer jurisdiction to a Canadian
Indian tribe (Id at 160). The child in this case had never been released
to the mother from the hospital. The Los Angeles County Department of Children’s
Services had declared that the mother, Mary P., “was intellectually impaired,
making her unable to care for the minor properly”; Wanomi P, the minor, had
medical problems that need a high understanding of parenting skills; Mary P. had
no home to care for Wanomi; and the identity and location of the father was
unknown (Id at 161).
The
Mic Mac tribe was notified of the proceedings and expressed the desire to have
Wanomi returned to Nova Scotia to be placed with a Mic Mac family. Wanomi had
been placed with a foster family, Donald and Deborah Geisler (the Geislers), who
had applied for standing in the trial court and had been denied. The trial court
ordered the child to be placed under the jurisdiction of the Mic Mac Nation and
returned to Canada (Id at 163). The Geislers appealed this decision and
the Court of Appeal denied the writ of mandate, but granted a petition for a
writ of supersedeas and stayed the order sending the minor to Canada (Id
at 164).
On
August 11, 1989 the Geislers filed a notice of appeal on the grounds that the
trial court:
1)
Erroneously found that the Indian Child Welfare Act applied to the Mic Mac
Indian Tribe of Nova Scotia, Canada, and that it had no jurisdiction over the
minor, and that
2)
Erroneously found that it had no jurisdiction over the minor, and
3)
Erroneously found that it lacked jurisdiction to hear their motion for standing
(Id at 165)
The
California Appellate Court discussed this at length. The major discussion was
whether the Mic Mac Nation of Nova Scotia, Canada was not a federally recognized
tribe and if it was not a federally recognized tribe, can it be given
jurisdiction over Wanomi. The court came to four conclusions in this discussion.
First, the Mic Mac tribe of Nova Scotia, Canada was registered with the
Secretary of the Interior or recognized by the Secretary as eligible for
services provided to Indians (Id at 167). Second, there was no finding
that the Mic Mac actually lived on a “reservation” and foreign territory could
not be classified as a “reservation” as defined by 25 U. S. C. §1903(10). Third,
where the Mic Mac tribe is not recognized as a tribe then Wanomi cannot be an
“Indian child” as defined by the ICWA (25 U. S. C. §1903(4). Lastly, Wanomi was
not a resident or domiciled in an Indian reservation (Id at 169).
The
appellate court held that the ICWA did not give jurisdiction over Wanomi to Mic
Mac Nation. The case did not meet the requirements for ICWA jurisdiction. The
court reversed and remanded saying the trial court should accept jurisdiction
and proceed under California law.
What is Existing Indian Family Doctrine?
The California Judges Benchguide-Indian Child Welfare Act
states that the term “existing Indian Family Doctrine is both rejected and
upheld in the appellate courts in California. About half of the courts have held
that “unless the Indian Child or at least one parent has a significant social,
cultural or political affiliation with Indian life, based on factual
determination for the trial court,” the ICWA should not be applied (pg. 54).
That does not always hold true as will be shown below. The confusion of this
term will eventually have to be decided by either the California Supreme Court
or the United States Supreme Court but, up until now, neither one has accepted a
case dealing with this issue.
In re Alexandria Y., 45 Cal. App. 4th 1483,
53 Cal. Rptr. 2d 679 (1996), heard in the Fourth District Appellate Court, is
about a minor whose mother was an enrolled member of the Seminole Nation of
Oklahoma (SNO). When the Alexandria was born, in December 1990, she tested
positive for cocaine and was immediately placed in an emergency shelter home. At
seven months of age she was placed with a foster family. Neither parent could be
located nor did either one appear for the six-month review. At this point the
court terminated reunification services and set a “selection and implementation”
hearing for December 1991. The mother’s status as an enrolled member of the SNO
was discovered in October and the tribe was notified. The SNO notified the court
that, although it did not want jurisdiction transferred to the tribal court,
they still wanted the ICWA’s placement procedures to be implemented. The trial
court determined that because SNO’s criteria for membership were not based on
quantum blood analysis, it was unreasonable and terminated the mother’s parental
rights. The SNO appealed. The Fourth District Appellate Court decided that the
trial court properly refused to apply the provisions of the IWCA placement
because neither mother nor daughter had “any significant social, cultural or
political relationship with Indian life.” Therefore there was no existing Indian
family (Id at 1485).
The Fifth District Appellate Court rejected the existing
Indian family doctrine in In re Alicia S., 65 Cal. App.79, 76 Cal. Rptr.
2d 121 (1998). The parents in this case, Mishiola and Henry, had three children
who were eligible for enrollment in Henry’s tribe, the Gila River Indian
Community. The trial court in this instance had applied the existing Indian
family doctrine and found that, because neither parent has close contact with
the Indian community, the ICWA did not apply. The parental rights were
terminated. Mishiola appealed. The Fifth District Appellate Court stated,
“Congress clearly defined the nature of relationship an Indian child must have
with a tribe in order to trigger the application of the Act. There is no
threshold requirement in the Act that the child must have been born into or be
living with an existing Indian family, or must have some particular type of
relationship with the tribe or his or her Indian heritage.” (Id at 91)
The court further stated, “the existing Indian family doctrine conflicts with
the ICWA’s policy of protecting and preserving the interests of Indian tribes in
their children. And it undermines the ICWA’s purpose to establish uniform
federal standards governing the removal of Indian children from their families.
The determination whether an Indian child and/or his or her parents have any
“significant” ties to Indian culture is, by its very nature, a highly subjective
one that state courts are ill-equipped to make.” (Id at 91) The court
reversed the trial court’s decision and said if parental rights were to be
terminated the ICWA’s placement procedures must be followed and that the Gila
River Indian Community must be given the opportunity to appear and be heard at
the termination proceedings (Id at 93).
Termination of Parental Rights
California Rules of Court Rule No. 1439(m) stipulates that
“[t]he court may not terminate parental rights to an Indian child unless there
is proof beyond a reasonable doubt that continued custody by the parent or
Indian custodian is likely to result in serious emotional or physical damage to
the child” There is a much higher standard of proof because if a Native
American’s parental rights are terminated then the child’s rights to all federal
Indian and tribal benefits will be lost. C. R. C. Rule No. 1439(m) (4) further
states that the court “must provide remedial services and rehabilitative
programs designed to prevent the breakup of the Indian family.” C. R. C. Rule
1439 (l) (1) states that before a decision to terminate parental rights of a
Native American can be ordered the evidence “must be supported by the testimony
of a qualified expert witness.” Only with proof that this was adhered to and
these efforts were unsuccessful can parental rights be terminated
The Third District Appellate Court of California addressed
this issue in the case In re Crystal K., 226 Cal. App. 655, 276 Cal. Rptr.
619 (1990). This is a case involving a Native American child whose parents had
divorced in November 1983. In November 1987, Cynthia, the mother, wanted the
father’s, Joseph K., parental rights terminated so Jeffery W., her new husband,
could adopt the daughter. The judgment was entered in the Superior Court of
Trinity County for the termination of parental rights. Joseph appealed the
judgment contending, certain minimum federal standards dealing with the
termination of parental rights that are outlined in the ICWA were not met. He
further claimed the termination should be reversed and the original petition for
adoption entered by Cynthia and Jeffery be dismissed (Id at 659). Cynthia
then claimed Joseph had a drinking problem and that was one of the reasons she
divorced him. She also claimed Joseph had paid no support nor had any real
contact with Crystal, the child, only speaking with her about three times over
the phone and only sending support payments for the first year (Id at
659).
Joseph, who is four quarters Aleut, was appointed counsel on
December 14, 1987 and on December 28, 1987, the Native Village of Chanega
(Native Village) moved to intervene. Native Village is a federally recognized
tribe and was authorized by the ICWA to intervene at any point in a state court
proceeding. The court granted the intervention (Id at 659).
Expert witnesses were presented on both sides. Donald
Williams, a clinical psychologist from the Trinity County Mental Health, for
Cynthia and Royal Earl Alsup, a clinical psychologist who specialized in ethnic
and Indian psychology, for Joseph. Dr. Williams interviewed Cynthia and Crystal.
He met with Crystal for forty-five minutes, performing no psychological testing
on her. He never met with Jeffery or Joseph and had no personal knowledge of
Native American culture, although he claimed to speak to someone who was a
former member of a tribe for “Indian background information.” He also stated
that to continue things as they were, without allowing the petition for
termination of Joseph’s rights would not harm Crystal. Dr. Alsup stated that
termination of parental and tribal rights would result in “serious psychological
and emotional problems for the Indian child due to loss of identity in terms of
self-esteem and emotional needs.” He also stated that in order for an alcohol
rehabilitation program to be successful for a Native American the program would
have to suit “suit tribal culture and involve Indian value systems.” (Id
at 660)
The court granted the petition for termination of parental
rights finding that Joseph had abandoned Crystal and that it would be
detrimental to her not grant the petition. The court also determined that the
ICWA was not applicable. The Native Village objected and the court overruled the
objection (Id at 661)
Joseph appealed the decision contending that the ICWA is
applicable. Because of the loss of a Native American child’s benefits from both
the tribe and the federal government the appellate court agreed. The court went
on to state that Cynthia had the burden to prove that there was some type of
effort to provide rehabilitative services to Joseph after the divorce not at the
time of the divorce. The breakup of the Indian family is not just the divorce
but the contacts after the divorce. Cynthia needed to show that she tried to
contact Joseph’s tribe or tried in some other way to get Joseph some help (Id
at 668). The appellate found that although Joseph did not have physical custody,
he had some type legal parenting relationship with Crystal. There was no
evidence regarding the marriage dissolution or anything about legal custody
under tribal law. Therefore the court knew nothing about the nature of Joseph’s
parenting rights. The appellate court reversed and remanded to the trial court
to make a finding on application of ICWA consistent with the appellate court’s
finding (Id at 669).
Conclusion
While the Indian Child Welfare Act has slowed the removal of
Native American children from their parents and tribe, Native American children
are still being removed at an alarming rate. Without tribal recognition a tribe
has no rights is the California Court system. Without those rights there is no
tribal enrollment so there is no “Indian child” as defined in the ICWA. In order
for this act to come to the full benefits that Congress meant it to have, the
tribal recognition procedures will have to be shortened and more tribes that
have existed for hundreds of years will have to be allowed to be tribes again.
Table of Authorities
Cases Pages
Dwayne P. v. San Diego County Health
and Human Services
Agency, 103 Cal. App. 4th
247, 126 Cal. Rptr. 2d 639 (2002)…...............................………7-8
In re Alexandria Y., 45 Cal. App.
4th 1483, 53 Cal. Rptr. 2d 679 (1996)…..................….11-12
In re Alicia S., 65 Cal. App. 4th
79, 79 Cal. Rptr. 2 121 (1998)……………………………….12-13
In re Crystal K., 226 Cal. App.
3d 655, 276 Cal. Rptr. 619 (1990)……………………………13-15
In re Jennifer A., 103 Cal. App.
4th 692, 129 Cal. Rptr. 2d 255
(2002).............................….8-9
In re Wanomi P., 216 Cal. App. 3d
156, 264 Cal. Rptr. 623 (1989)……..................……….10-11
Mississippi Choctaw Indian Band v.
Holyfield, 409 U. S. 623 (1989)………….................….4-6
Statutes and Regulations
Indian Child Welfare Act, 29 U. S. C.
§1902 et. seq……………...........................………….1-15
Public Law 280 (P. L. 280 (1953))
California Welfare and Institutions Code §
366……..................................................................................................................…………..8
California Rules of Court Rule No. 1439
Indian Child Welfare Act……………………7, 9, & 13
Secondary Authorities
Civilization Fund Act 1819……………………………................................……………………….1
The Indian Child Welfare Act,
California Judge’s Bench Guide, © 1998, 2000 California Indian Legal
Services…........................................................................................................3-4
Guidelines for State Courts: Indian
Child Custody Proceedings
Bureau of Indian Affairs, 44 Fed. Reg.
67,584 (November 26, 1979)……............……..3-4 & 11
Testimony of the National Indian
Child Welfare
Association Regarding Proposed
Amendments to
The Indian Child Welfare Act,
June 18, 1997……………………………...............………………1
|