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Elizabeth Puzo, 2005

 RASUL v. BUSH, 542 U.S.                     (2004)

 Foreign Enemy Combatants Captured and Held Abroad

Now Have a Statutory Right to Challenge Their Detention in U.S. Courts 

INTRODUCTION

In the wake of the September 11, 2001 attacks on the United States, the American military went into Afghanistan seeking al Qaeda operatives and members of the Taliban political system, which had aided al Qaeda in the attacks.  During the course of military operations, twelve citizens of Kuwait, two citizens of Great Britain and two Australian citizens were captured by American forces and sent to Guantanamo Bay, Cuba for questioning and incarceration.

After eighteen months of detention, two separate suits were filed on behalf of the above-mentioned detainees. In Rasul v. Bush, 321 F.3d 1134 (2004), the detainees challenged the legality of their detention, alleging they had never been combatants against the United States or engaged in terrorist acts.  The detainees further alleged they had never been charged with wrongdoing, permitted to consult counsel, or provided access to courts or other tribunals to challenge their detention. In al Odah v. United States, Docket Number 03-343, the detainees claimed the government's decision to deny their access to attorneys and to hold them indefinitely without access to a court violated the Due Process clause of the Fifth Amendment of the U.S. Constitution.

On July 31, 2002 the U.S. District Court consolidated the two cases, construed the suits to be habeas petitions and dismissed them for lack of jurisdiction.  The Court held under Johnson v. Eisentrager, 339 U.S. 763 (1950), that foreign nationals detained outside sovereign territory of the United States may not invoke habeas relief. The Court asserted that U.S. Federal courts do not have jurisdiction to hear cases that involve prisoners that are not American citizens and who are being held in territory over which the United States does not have sovereignty.  On March 11, 2003 the Court of Appeals affirmed this holding.  On November 10, 2003 the U.S. Supreme Court granted certiorari. On June 28, 2004 the Supreme Court reversed and remanded both cases back to the District Court, holding that U.S. courts have statutory jurisdiction to consider challenges to the legality of the detention of foreign nationals captured abroad in connection with hostilities and incarcerated at Guantanamo Bay.

As explained below, the holding in Rasul transcends preexisting law in holding that U.S. courts have habeas jurisdiction over foreign citizens captured abroad.  Until Rasul, the Supreme Court's Eisentrager decision restricted federal court jurisdiction to cases where detainees were physically held in the sovereign territory of the United States.  To date, Rasul represents the only case decided by the Supreme Court that addresses the Bush administrations' policy of indefinite detention of foreign nationals held at Guantanamo Bay. The Supreme Court's holding in Rasul, that foreign nationals, captured and held abroad have a statutory right to file habeas corpus petitions in the federal courts, creates numerous underlying issues which U.S. courts are sure to be faced with soon.  These issues include whether the courts will afford foreign nationals held abroad other constitutional and/or statutory rights, such as: (1) the right to notice of charge(s); (2) the right to a jury trial; (3) the right to court appointed counsel (Gideon v. Wainwright, 372 U.S. 335 (1963)); and (4) the right not to self-incriminate; i.e. full and effective warning of rights at the outset of an official law enforcement interrogation (Miranda v. Arizona, 384 U.S. 436 (1966)).

II

RASUL AND ITS DEPARTURE FROM EXISTING LAW

To fully understand the Supreme Court's decision in Rasul, it is necessary to review the philosophy of jurisdiction and the general nature of habeas relief. Black's Law Dictionary defines jurisdiction as "the authority by which courts and judicial officers take cognizance of and decide cases, and the legal right by which judges exercise their authority." [1]

Habeas Corpus is the name given to a variety of writs, designed to bring a party before a court or judge. The function of habeas relief is not to determine guilt or innocence, rather it is designed to determine whether a prisoner is restrained of his or her liberty by due process.[2]  The right of a writ of habeas corpus arose originally in the common law tradition, as expressed in Williams v. Kaiser, 323 U.S. 471, 484, n. 2 (1945):

"We are dealing with a writ antecedent to statute, and throwing its root deep into the genius of our common law . . . It is perhaps the most important writ known to the constitutional law of England, affording as it does a swift and imperative remedy in all cases of illegal restraint or confinement. It is of immemorial antiquity, an instance of its use occurring in the thirty-third year of Edward I. It has through the ages been jealously maintained by Courts of Law as a check upon the illegal

usurpation of power by the Executive at the cost of the liege." Secretary of State For Home Affairs v. O'Brien [1923] A.C. 603, 609.

 The U.S. Congress enacted the original federal habeas corpus statute in the Judiciary Act of 1789, 1 Stat. 73 (1789).  Section fourteen of the Judiciary Act of 1789 authorized federal courts to issue the writ of habeas corpus to prisoners "in custody, under or by color of the authority of the United States, or committed for trial before some sort court of the same."  Id.

To determine whether U.S. courts have jurisdiction over habeas petitions filed by foreign citizens captured abroad, the Rasul Court turned to the holding in Eisentrager, 339 U.S. 763 (1950).  Eisentrager established that aliens detained outside United States sovereign territory may not invoke habeas relief.  The Eisentrager holding was followed by the Federal District Court and the Court of Appeals when making their decision in the Rasul case. It was also the tool by which the majority in the Supreme Court's decision found that U.S. Courts indeed have statutory jurisdiction to consider challenges to the legality of the detention of foreign nationals captured and detained abroad.

The majority in the Supreme Court's opinion found that the petitioners in Rasul differed from the petitioners in the Eisentrager case, thereby rejecting the notion that Eisentrager controlled the outcome.  The Eisentrager Court found that German prisoners were enemy aliens who had never been or resided in the U.S., were captured outside U.S. territory and held there in military custody, were tried there and convicted by the military for offenses committed there and were imprisoned there at all times. Id at 777.  In contrast, the Supreme Court's majority in Rasul found that the detainees were not nationals of countries at war with the United States.  Further, the detainees denied they had engaged in or plotted acts of aggression against the United States.  They allegedly had not been provided access to any tribunal, and had not been charged with and convicted of wrongdoing. 

Critical to the understanding of Rasul is that the Eisentrager Court stated the above mentioned facts were only relevant to the question of the prisoner's constitutional entitlement to habeas review.  Id at 777-781.  The Court's only statement on their statutory entitlement to habeas review was a passing reference to its absence.  Id at 768.  Later, in Braden v. 30th Judicial Circuit Court of Ky., 410 U.S. 484 (1973), the Court held that the prisoner's presence within the court's territorial jurisdiction is not an invariable prerequisite to the exercise of 28 U.S.C. § 2241 (1948), the habeas statute.  The logic for this is that habeas acts upon the person holding the prisoner, not the prisoner himself.  Thus, because Braden overruled the statutory predicate to Eisentrager's holding, the Rasul Court held that Eisentrager does not preclude the exercise of statutory jurisdiction under section 2241. Interestingly, however, the prisoner in Braden was not held outside the territorial sovereignty of the United States.  Further, the Braden Court never mentioned Eisentrager in its decision, thus Rasul marks a major shift in the Supreme Court's thinking in exercising jurisdiction over foreign enemy combatants held by the United States military.

In the opinion of the Court, Justice Stevens stressed that the degree of control exercised by the United States government over the Guantanamo Bay base was sufficient to trigger the application of statutory habeas corpus rights.  He further reasoned that the right to habeas corpus can be exercised in domains under the sovereign's control and that because the U.S. exercised complete jurisdiction and control over the base, the fact that ultimate sovereignty remained with Cuba was irrelevant.  Justice Stevens asserted that the right to habeas corpus is not dependent on citizenship status.  Thus, the detainees are now free to bring habeas corpus petitions in federal court.

However, a split in the Supreme Court's ideology regarding the exercise of jurisdiction over foreign citizens captured and held abroad during a time of war is demonstrated in the vote on Rasul, which was 6-3.  Justice Stevens, the oldest member of the Court, delivered the opinion of the Court in which Justices O'Connor, Souter, Ginsburg and Breyer joined.  Justice Kennedy filed a separate opinion concurring in the judgment.  Justice Scalia filed a dissenting opinion, in which Chief Justice Rehnquist and Justice Thomas joined.  In today's Supreme Court it is not unusual to see a vote which is split five to four. Justice O'Connor has well established herself as a swing vote, and in this instance she voted with the more liberal members of the Court. 

III

JUSTICE SCALIA'S DISSENT IN RASUL

Justice Scalia stated in his dissent that "a cursory reading of the habeas statute shows that it presupposes a federal district court with territorial jurisdiction over the detainee.  Section 2241(a) states writs of habeas corpus may be granted by the Supreme Court, any justice thereof, the district courts and any circuit judge within their respective jurisdictions.Rasul v. Bush, 542 U.S.                        (2004) (Scalia, J., dissenting).

By outlining the above language, Justice Scalia asserts his interpretation of the meaning of the statute, that courts and judges only have authority over individuals within the sovereign territories of the United States.

Further, Justice Scalia scolds the majority, stating he would leave it to Congress to change section 2241. Scalia characterized the majority's holding as an "irresponsible

overturning of settled law in a matter of extreme importance to our forces currently in the field." Rasul v. Bush, 542 U.S.        , (2004) (Scalia, J., dissenting). 

Scalia presumes the military relied on Eisentrager in their actions, and opined that Braden did not negate Eisentrager.  Rather, he states the Court's holding in Rasul has now overruled Eisentrager, making Rasul the leading case in the realm of statutory rights of foreign detainees to habeas relief.   Though the Court has voted, Justices Scalia, Chief Justice Rehnquist and Justice Thomas remain resolute in their belief that U.S. courts do not have habeas jurisdiction over prisoners at Guantanamo Bay, Cuba.

It is imperative to analyze the dissent as well as the majority opinion in order to find the meaning of Rasul and gage the impact of this decision. The wise and cautious will infer from the dissent the concept that the United States should not overreach its judicial realms.  In doing so, this country may be taking on too much.  There is a saying, "careful what you ask for because you just might get it."  It can be inferred from the dissent this is what Scalia is trying to convey to his esteemed colleagues and the nation.  Scalia's conviction on this topic is emphasized when he states, "In abandoning the venerable statutory line drawn in Eisentrager, the Court boldly extends the scope of the habeas statute to the four corners of the earth." Rasul v. Bush, 542 U.S.                          (2004) (Scalia, J., dissenting).

A brief discussion would be appropriate here to distinguish Padilla v. Bush, 233 F.Supp. 2d 564 (S.D.N.Y. 2002) and Hamdi v. Rumsfeld, 294 F.3d 598 (4th Cir. 2002) from Rasul. Although Padilla and Hamdi were alleged terrorists, it is important to clarify

that in these cases no objection to the jurisdiction of court was made because these individuals were found to be citizens of the United States who were both physically detained within the United States. Therefore, as citizens, they would clearly be entitled to invoke their constitutional as well as statutory rights and would not find the dissent in Rasul as an obstacle to habeas corpus relief.

 IV

IMPLEMENTATION OF RASUL

APPEARS PROBLEMATIC FOR LOWER COURTS

It is understood the Supreme Court has ruled in Rasul U.S. courts have at least statutory jurisdiction to consider challenges to the legality of the detention of foreign nationals captured abroad. Unfortunately, the lower courts are now left with the task of determining the merits of these cases, and which rights, constitutional and/or statutory, the detainees may have.  The result has been conflicting decisions by federal judges.  On January 19, 2005 Judge Richard J. Leon, of the U.S. District Court for the District of Columbia, dismissed the habeas petitions of seven detainees, ruling that "no viable legal theory exists" under which the detainees could obtain relief.  Subsequently, the U.S. Department of Justice issued a statement regarding Judge Leon's ruling, noting the ruling determined that:

"There is no basis in the Constitution, or in history, for according aliens captured by the military outside the United States and classified as enemy combatants 'due process' rights under the Constitution, based on the mere fact that they are confined…for operational and security reasons…on foreign property that has been leased by the United States."  [3]  

The key word in the Justice Department's statement is Constitutional.

In sharp contrast, Judge Joyce Hens Green, of the same federal court, ruled on January 31, 2005 that foreign terrorism suspects detained by the U.S. have constitutional rights.   Judge Green wrote, "while she would have welcomed a clearer declaration in the Rasul opinion regarding the specific constitutional and other substantive rights of the

detainees, [she] nevertheless interpreted the decision as recognizing that the prisoners possessed enforceable constitutional rights." [4] Judge Green's ruling applied to eleven cases involving more than fifty detainees, and is currently on appeal.

Judge Green's ruling appears to go far beyond the confines of the Supreme Court's decision in Rasul, in which the Court merely held that foreign nationals captured and held abroad have a statutory right to habeas corpus.  Thus, we are witnessing a clear example of judicial activism.  If Judge Green is not overturned on appeal, it is logical to conclude a variety of constitutional and/or  statutory rights will be offered to foreign nationals captured and held abroad.  These rights may include the right to notice of charge(s) found in the Fifth and Fourteenth Amendments to the Constitution, and the right to a jury trial found in the Seventh Amendment.  The right to court appointed counsel and the right not to self-incriminate, i.e. full and effective warning of rights at the outset of an official law enforcement interrogation, may also eventually be offered to foreign detainees held abroad.

With respect to the right to counsel, Powell v. Alabama, 287 U.S. 45 (1932) was the first case in which the U.S. Supreme Court addressed the right of individuals to have

counsel.  The Court held the "necessity of counsel was so vital and imperative that the failure of the trial court to make an effective appointment of counsel was likewise a denial of due process within the meaning of the 14th Amendment." Id at 71.

Powell held defendants had the right to employ counsel.  It wasn't until Gideon v. Wainwright, 372 U.S. 335 (1963), more than thirty years later, that the Court asserted

states must provide counsel to defendants who cannot afford to hire an attorney on their own. Briefly, defendant Gideon was charged in a Florida State court with felony breaking and entering with intent to commit a misdemeanor.  Gideon appeared in court without funds or an attorney and asked the Court to appoint counsel for him.  His request was

denied on the grounds the charges against him were not a capital offense.  Gideon then made the argument that the U.S. Supreme Court guaranteed he was entitled to counsel.  This argument failed and Gideon represented himself.  The jury returned a verdict of guilty and Gideon was sentenced to serve five years in the state prison. He then filed a habeas corpus petition with the Florida State Supreme Court attacking his conviction and sentencing on the grounds the trial court's refusal to appoint counsel for him denied him rights guaranteed by the Constitution and the Bill of Rights.  The Florida State Supreme Court denied all relief.  Gideon requested and was granted certiorari by the U.S. Supreme Court.  In a 9-0 vote, the Court held that the right of one charged with a crime to counsel is a fundamental right in America and remanded the case to the Supreme Court of Florida.  In the opinion, Justice Black wrote:

"From the very beginning our state and national constitutional laws have laid great emphasis on procedural and substantive safeguards designed to assure fair trials before impartial tribunals in which every defendant stands equal before the law.  This noble ideal cannot be realized if the poor man charged with a crime has to face his accusers without a lawyer to assist him." 

 Thus, Gideon was a landmark case regarding the 6th Amendment right to counsel, requiring states to provide counsel to indigent defendants. Indigent defendants are also

entitled to counsel for the first appeal.  The decision in Gideon reversed Betts v. Brady,

316 U.S. 455 (1942), an earlier case which had addressed a similar issue. It is important

to note that the right to have counsel appointed applies only if liberty is in jeopardy, i.e. the defendant could be imprisoned if convicted or sentenced to death.   

            Another individual right which has been carefully crafted over time through the American judicial system, and could eventually be applied to foreign nationals captured and held abroad, is the right to not self incriminate.  In other words, the right to remain silent and full and effective warning of rights at the outset of an official law enforcement interrogation.  This right was established for United States citizens through Miranda v. Arizona, 384 U.S. 436 (1966).  Briefly, defendant Miranda was questioned by police regarding the kidnapping and rape of a young woman.  Miranda confessed and signed a written statement without being told that he had a right to a lawyer.  His confession was used at trial.  The trial court found him guilty.  The Supreme Court of Arizona affirmed the trial court's decision.  The U.S. Supreme Court combined like cases with Miranda and in a 5-4 vote reversed the Supreme Court of Arizona.  In all of the cases brought before the Court on this issue, the questioning elicited oral admissions and in three of the cases defendants signed statements, which were used at their respective trials.  All of the cases involved incommunicado interrogation of individuals in a police-dominated atmosphere, resulting in self-incriminating statement without full warnings of constitutional rights.  Delivering the opinion of the Court, Chief Justice Warren wrote:

"The prosecution may not use statements, whether exculpatory or inculpatory, stemming from custodial interrogation of the defendant unless it demonstrated the use of procedural safeguards effective to secure the privilege against self-incrimination.  Prior to any questioning, the person must be warned that he has a right to remain silent, that any statement he does make may be used as evidence against him, and that he has a right to the presence of an attorney, either retained or appointed.  The defendant may waive effectuation of these rights, provided the waiver is made voluntarily, knowingly and intelligently.  If, however, he indicated in any manner and at any stage of the process that he wishes to consult with any attorney before speaking, there can be no questioning."

 The majority in the Miranda opinion was attempting to impose safeguards on custodial police interrogation.  In the process, the Court selectively incorporated the due process clause of the Fourteenth Amendment to the states.  Though Miranda sent a shock wave through the nation because it was perceived as removing the handcuffs from the criminals and placing them on the police and because of the brutality against the victim. 

Bear in mind, the detainees at Guantanamo Bay claimed they were held without being permitted to consult with counsel. If detainees in a similar situation were charged with a crime, would statements they made while in custody and without right to counsel be admissible?  Would their argument that the statements are not admissible ultimately gain them a constitutional right as in Miranda?  These questions will likely be answered in judicial proceedings in the coming years.

Further, the rights discussed in this section have taken generations to evolve for U.S. citizens and should not be hastily granted to foreign nationals who seek to destroy the United States both through terrorism within, as illustrated on September 11, 2001, and on the battlefields abroad. 

 V

THE RASUL DECISION'S POTENTIAL IMPACT ON THE

AMERICAN JUDICIAL SYSTEM

            Another potential consequence of the Rasul holding is the fiscal impact on American taxpayers. Once again, Rasul permits a foreign national captured and detained abroad to bring a habeas petition in federal court.  This could mean that the American military, and hard earned American tax dollars, would be required to transport these individuals to the United States from wherever they are being detained, to their hearing in federal court.  While this sounds simple, it could be quite expensive, as included in this cost could be the expense of guarding, feeding and housing the detainee(s), not to mention the possible transportation, feeding and housing of potential witnesses, combined with the cost of counsel and the use of other court resources.

            The U.S. Supreme Court considered a similar issue in Ahrens v. Clark, 335 U.S. 188 (1948), in which the Court stated their decision was largely based on Congress' concern, which was the risk and expense involved in the "production of prisoners from remote sections, perhaps thousands of miles from the District Court that issued the writ.  The opportunities for escape afforded by travel, the cost of transportation, the administrative burden of such an undertaking negate such a purpose."  Id at 191. 

It is feasible that every Guantanamo detainee may now seek a writ of habeas corpus, joined by many detainees held by the United States in Iraq and/or Afghanistan, clogging up the U.S. court system. Whether this happens or not depends on the way lower courts construe the opinion, as discussed in section IV of this writing.  It is unclear whether the Supreme Court considered these important issues when making its decision in Rasul.  As noted by Scalia, "The consequence of this holding, as applied to aliens outside the country, is breathtaking.  It permits an alien captured in a foreign theater of active combat to bring a section 2241 petition against the Secretary of Defense." Rasul v. Bush, 542 U.S.                 (2004) (Scalia, J., dissenting).

VI

THE IMPACT OF THE RASUL HOLDING ON

AMERICAN MILITARY OPERATIONS

            Legal proceedings conducted under Rasul are sure to provide aid and comfort to alleged enemies of the United States.  As Scalia points out, allowing detainees to file habeas petitions in U.S. federal courts would "diminish the prestige of our commanders." Id at 12. As a result of the Rasul decision, detainees will most likely wish to speak with their attorney rather than make statements to U.S. military personnel during interrogation.  Further, many detainees may file a habeas petition immediately after capture and detainment, interfering with standard battlefield interrogations and the gathering of badly needed intelligence by military personnel  and intelligence officers.

            The ruling in Hamdi v. Rumsfeld, 03-6696 (U.S. 2004) makes even more demands on U.S. military forces in combat situations.  Yaser Hamdi, a U.S. citizen captured on the Afghanistan battlefield in the latter part of 2001 asserted his rights as a U.S. citizen.  In deciding Hamdi, the Court held that "a citizen-detainee seeking to challenge his classification as an enemy combatant must receive notice of the factual basis for his classification, and a fair opportunity to rebut the Government's factual assertions before a neutral decision-maker." Id at 14-15.  The Court did not elaborate further, however.  By implication, this could mean that soldiers in the field would need to become much more circumspect about their actions at the point they capture an enemy combatant than they have been in the past.  More attention will have to be paid to paperwork and less attention will be allotted to the security of U.S. military personnel in a battle zone.  It is also possible Judge Advocate General personnel will be required on the battlefront for the purpose of interviewing soldiers after they capture enemy combatants, thereby creating an evidentiary record for future hearings.  Firefights are no place for grappling with such legal issues.

Once again, it does not seem apparent that the majority of the Court considered the full impact of their decision. It is difficult to imagine the court intended to interfere with the discharge of duties by American military personnel in the field. Clearly, Rasul and Hamdi will make their jobs more difficult and arguably more dangerous. As Justice Scalia pointed out:

"It would be difficult to devise more effective fettering of a field commander than to allow the very enemies he [the field commander] is ordered to reduce to submission to call him to account in his own civil courts and divert his efforts and attention from the military offensive abroad to the legal defensive at home.  Nor is it unlikely that the result of such enemy litigiousness would be conflict between judicial and military opinion highly comforting to the enemies of the United States."  (Citation omitted) Rasul v. Bush, 542 U.S.                       (2004) (Scalia, J., dissenting). 

 VII

MEDIA BIAS AND THE TREATMENT OF DETAINEES

No doubt, it will be perceived by some that the Rasul decision was issued, in part, to address concerns of the mistreatment of military detainees.  It has been well published by American and international press agencies that the U.S. military is currently detaining hundreds of alleged enemy combatants at Guantanamo Bay. Unfortunately, what has permeated the headlines is the ill treatment suffered by these detainees, both in the Middle East and Guantanamo Bay. Citizens of the United States and others outside the country who have media access have been led to believe that mistreatment is the only treatment the detainees are receiving. However, despite numerous investigations, there is no evidence of widespread systematic mistreatment of detainees by American forces.

An individual simply has to access the Internet, type into a search engine "treatment of detainees" and innumerable news articles will appear. Many of these articles are vague, misleading and unfair. For example, Human Rights Watch wrote United States: Guantanamo Two Years On – U.S. Detentions Undermine the Rule of Law. [5]  In this article, the organization complained of "cases", never naming a case, and "various U.N. bodies", but did not elaborate.  The article also stated the "International Committee of the Red Cross …has voiced concern." Interestingly, no author was named in the Human Rights Watch article.  Moreover, erudite individuals realize the International Committee of the Red Cross voices concern in virtually all cases of forced detention.  Consequently, it is easy to see how politically predisposed individuals, and those with access only to one-sided news reports, are likely to believe such distortion.

It would be foolish not to believe a few innocent people may have been detained and may have suffered mistreatment.  However, it would be a fatal error to believe a great majority of detainees are being mistreated and wrongly detained. The main reason for holding detainees is to keep them off the battlefield and to gain intelligence information on al Qaeda, the Taliban and other terrorist groups. The U.S. Supreme Court has dealt with civil liberties during times of war and has many times ruled in favor of national security over personal freedom. In Korematsu v. United States, 323 U.S. 214 (1944), the U.S. Court of Appeals for the Ninth Circuit upheld the conviction of an American citizen of Japanese descent for the unlawful presence in a restricted area during World War II. In Korematsu national security was a priority over civil rights. As an aside, Korematsu was overturned, but not until 1983, long after the war with Japan had come to an end.

A U.S. citizen and resident of Oceanside, California who has recently spent time at Guantanamo Bay has come forward to discuss the treatment of detainees there. In late March 2005, Colonel Shelia Bryant-Tucker, a Marine Corps reservist and family law attorney returned from a six-month deployment to Guantanamo Bay.  In an interview given to the North County Times, Colonel Bryant-Tucker stated she came back to

California "with a whole new perspective on the military's treatment of enemy combatants."  She stated that when she got to Guantanamo Bay "it is not what we perceive it to be.  Detainees receive three meals a day, medical care and other basic services, emphasizing the detainees' medical care may be better than what most people receive in the U.S." [6] She also explained that a joint task force oversees the detention

facility at Guantanamo Bay, which means all branches of the military as well as the Federal Bureau of Investigation, Central Intelligence Agency and U.S. Department of Homeland Security participate in the development and application of proper and lawful procedures for the confinement of detainees. 

VIII

 CONCLUSION

             The United States is a great and powerful nation not by mistake, but by the infinite intelligence, hard work and immense diversity of its citizens.  Though the legislative, executive and judicial branches clash from time to time over what is best for the nation, they have in the past stood together in times of war.  The courts have understood that "the capture and detention of combatants are important incidents of war."  Ex Parte Quirin, 317 U.S. 1, 28 (1942).  The courts have also recognized that the purpose of the detention is to keep those individuals who are being detained off the battlefield and to gain intelligence information. The detention is understood to last "for the duration of the relevant hostilities."  Id at 30-31.

It is a somber fact that on September 11, 2001 America was attacked by terrorists. On September 18, 2001 President Bush signed Senate Joint Resolution 23, "Authorization for Use of Military Force" (AUMF), which empowered the president to:

"use all necessary and appropriate force against those nations, organizations, or persons he determines planned, authorized, committed or aided the terrorist attacks that occurred on September 11, 2001, or harbored such organizations or persons, in order to prevent any future acts of international terrorism against the United States by such nations, organizations or persons."  [7]

 The United States military, as authorized by the legislature and ordered by the president, have used military force in the Middle East to search for terrorists and terrorist organizations, and protect the United States from further terrorist attacks. As stated above, these military operations were ordered and have taken place "to prevent any future acts of international terrorism against the United States by such nations, organizations or persons."  With military operations come detainees and ultimately the holding in Rasul, that foreign nationals, captured and held abroad have a statutory right to file habeas corpus petitions in federal courts.  The Court did not say what rights the detainees have once they get to federal court.  That will be up to the lower courts to decide. It will be interesting to see what effect the Rasul decision and the decisions of lower courts will have on the effectiveness, efficiency and security of American armed forces as they serve and protect the citizens of the United States of America.


[1] Black's Law Dictionary 991 (4th  ed. rev. 1976) 

[2] Black's Law Dictionary 837 (4th  ed. rev. 1976) 

[3] Bill Mears and Bob Franken, Judge: Gitmo Detainees Can Challenge Detentions, CNN.com  January 31, 2005 at http://www.edition.cnn.com/2005/LAW/01/31/gitmo.ruling.

[4] Brent Kendall, Detainees Have Rights, Federal Judge Decides, Los Angeles Daily Journal, February 1, 2005, at 8.

[5] Human Rights Watch, United States: Guantanamo Two Years On – U.S. Detentions Undermine the Rule of Law, January 9, 2004 at http://hrw.org/english/docs/2004/01/09/usdom6917.htm. 

[6] Paul Sisson, Local Official Back From Tour of Duty in Cuba, North County Times, April 12, 2005, at B-1 and B-3.

[7]Government Printing Office, Senate Joint Resolution 23, September 14, 2001 at http://www.gpoaccess.gov/index.html

 

TABLE OF AUTHORITIES

 CASES                                                                                                                       PAGE

 Ahrens v. Clark, 335 U.S. 188 (1948)……………………………………………………14

 al Odah v. United States, Docket Number 03-343 (2004)………………………………...1

 Betts v. Brady, 316 U.S. 455 (1942)……………………………………………………..12

 Braden v. 30th Judicial Circuit Court of Ky., 410 U.S. 484 (1973)…………………….5, 7

 Ex Parte Quirin, 317 U.S. 1 (1942)……………………………………………………...18

 Gideon v. Wainwright, 372 U.S. 335 (1963)……………………………………...3, 11, 12

 Hamdi v. Rumsfeld, 03-6696 (U.S. 2004)………………………………………………..16 

 Hamdi v. Rumsfeld, 294 F.3d 598 (4th Cir. 2002)………………………………………...8

 Johnson v. Eisentrager, 339 U.S. 763 (1950)…………………………………..2, 4, 5, 7, 8

 Korematsu v. United States, 323 U.S. 214 (1944)………………………………….……18

 Miranda v. Arizona, 384 U.S. 436 (1966)………………………………………...3, 12, 13

 Padilla v. Bush, 233 F.Supp. 2d 564 (S.D.N.Y. 2002)……………………………………8

 Powell v. Alabama, 287 U.S. 45 (1932)……………………………………………..10, 11

 Rasul v. Bush, 321 F.3d 1134 (2004)……………………………………………………...1

 Rasul v. Bush, 542 U.S.                        (2004)……………………………………….Passim

 Williams v. Kaiser, 323 U.S. 471………………………………………………………….4

 STATUTES AND REGULATIONS                                                                                    PAGE

 28 U.S.C. § 2241 (1948) …………………………………………………………...5, 7, 15

 28 U.S.C. § 2241(a) (1948)………………………………………………………………..7

 Judiciary Act of 1789, 1 Stat. 73 § 14 (1789) ………………………………………….…4

U.S. Const. amend. V…………………………………………………………………….10

  STATUTES AND REGULATIONS (continued)                                                    PAGE

 U.S. Const. amend. VI…………………………………………………………………...11

 U.S. Const. amend. VII…………………………………………………………………..10

 U.S. Const. amend. XIV…………………………………………………………………10

 SECONDARY AUTHORITY

 Black's Law Dictionary 991 (4th ed. rev. 1976)…………………………………………...3

 Brent Kendall, Detainees Have Rights, Federal Judge Decides, ……………………….10

Los Angeles Daily Journal, February 1, 2005, at 8

 OTHER SOURCES                                                                                                  PAGE

 Bill Mears and Bob Franken, Judge: Gitmo Detainees………………………………….10

Can Challenge Detentions, CNN.com January 31, 2005 at http://www.edition.cnn.com/2005/LAW/01/31/gitmo.ruling.

 Government Printing Office, Senate Joint Resolution 23, September 14, 2001 at……...20

http://www.gpoaccess.gov/index.html

 Human Rights Watch, United States: Guantanamo Two Years On……………………..17

– U.S. detentions Undermine the Rule of Law, January 9, 2004 at http://hrw.org/english/docs/2004/01/09/usdom6917.htm.

 Paul Sisson, Local Official Back From Tour of Duty in Cuba, …………………………19

North County Times, April 12, 2005, at B-1 and B-3. 

Scholarship Winner essays, Spring 2003
Topic:  "Civility and the legal professional"

VICKI O'BRIAn     SANDRA GARCIA     SILVER GONZALEZ

The Indian Child Welfare Act and

How It Affects Dependency Proceedings in the State of California

History of The Indian Child Welfare Act

Vicki O'Brian

            After almost destroying tribal unity and culture through “acts of kindness,” the federal government passed the Indian Child Welfare Act of 1978 (25 Indians Chapter §1901 et. seq.). The Indian Child Welfare Act (ICWA), along with federal and state court decisions, began to move the tribes toward a more self-governing position in dealing with child abuse and neglect.

            The United States, until recently, felt the best way to solve the Native American problem was to erase the culture and dilute the race. Through various legislation and “acts of kindness” the government almost succeeded. One of the first governmental acts towards the “civilization” of the tribes was The Civilization Fund Act (1819). This act provided funds to churches to remove Native American children from their natural parents placing them in church run schools and non-Native American homes. A report by the commissioner of Indian Services to Congress in 1867 stated that the only way to deal with the “Indian problem” was to separate the Native American children completely from their tribes. Large military style boarding schools were developed by both government and church officials. The children were taken to these schools at the age of three and were forbidden to speak their native language or dress in their native costumes. Their Native American heritage was literally beat out of them with severe punishment if they disobeyed. In 1910 the school workers were even offered bonuses to bring any children they found on various reservations to the school. These workers were given leaves of absences from their teaching and other duties at the school to look for children and take them away (Testimony of The National Indian Child Welfare Association (NICWA) 1997).

            In 1953 Public Law 280 (P. L. 280) was passed. The ultimate goal of this law was to terminate the existence of Native American tribes. This law took all judicial powers, both civil and criminal, out of tribal hands and gave that power to the states.  Six states were affected by this law: Alaska, California, Minnesota, Nebraska, Oregon and Wisconsin. These states had the largest Native American population at the time (Supra). Up until this time matters such as child abuse and neglect were left in the tribal courts. This new law gave the state government more power to destroy Native American culture and their heritage.

            The final injustice to be adopted in the federal government’s “acts of kindness” was the Indian Adoption Project implemented in 1959 by the Child Welfare League of America, leading authority of child welfare agencies. With the cooperation of the Bureau of Indian Affairs, the first year of the project removed 395 Native American children were from their natural parents and placed them for adoption by non-Native American families in the Eastern cities far away from their culture and families (NICWA). This practice was still continued up until the passage of the Indian Child Welfare Act in 1978.

            The ICWA was passed and made in law in 1978 (25 U. S C. §1901 et. seq.). The ICWA was passed with the intention of keeping the Native American tribes and customs alive and intact. Congress recognized, with the passage of this act, that the most important resource to the continuation and integrity of Indian tribes is their children. The United States also recognized with the Act that, it is in the best interest of the federal government, because of government’s trustee position, in protecting Indian children who are eligible for membership in an Indian tribe. The United States government finally recognized, with the passage of the ICWA, that there were a high percentage of Native American families that were broken up simply due to the fact that the parents were Native Americans and lived on a reservation. Native American children who were removed from the culture and placed in non-Indian foster homes or adoptive parents were more apt to have an identity crisis as they reached maturity (25 U. S. C. 21 §1901). The ICWA’s major function was to stop the destruction of the tribal society by notification to the tribe that a Native American child who was involved in a dependency or adoption issue, was or could be a member of their tribe. ICWA stipulated that if the court, or any government agency, was notified that a child, who was involved in dependency or adoption proceedings, is a member or might be a member of an Indian tribe, the tribe must be notified. In a situation that the child’s tribe is unknown, the Secretary of the Interior shall be notified by certified mail, return receipt requested. This notification should be sent to the representing agency for the particular district the proceedings are taking place.  In California, the notification is sent to: Sacramento Area Director, Bureau of Indian Affairs, Federal Office Building, 2800 Cottage Way, Sacramento, CA 95825. (25 CFR 23.11(12))   

            The notification of the tribe has been outlined in The Bureau of Indian Affairs Guideline for State Courts; Indian Child Custody Proceedings, 44 Fed. Reg. 67,584 (November 26, 1979) (Guidelines). While this is not mandatory law, it is the guideline quoted most by the state appellate courts when trying to interpret the many rules set forth in the ICWA. The Guidelines state that if anyone claims that a child, who is involved in a dependency hearing or adoption proceedings, is an Indian, or there is reason to believe the child is an Indian, the court must then notify the tribe that the child is or may be affiliated with of the proceedings or notification shall be sent to the Bureau of Indian Affairs (Bureau) (44 Fed. Reg.67,584 §B.5(a)).

            The Guidelines is also very specific on time limits and extensions. After notification the proceedings cannot begin until all of the following dates have passed: (1) ten days after parent or Indian custodian have been notified. If the parent or Indian custodian cannot be located than it is ten days after the notification of the Bureau; (2) ten days after the parent of Indian child’s tribe has received notice; (3) thirty days after the parents, Indian custodian or Indian child’s tribe has received notice and request an additional twenty days to prepare for the proceeding (25 U. S. C. §1912(a)).

            The placement of a Native American child, who has been involuntarily removed from the biological parents or Native American custodian’s home, is very specifically laid out in the order of preference in the ICWA (25 U. S. C. §1915(b)).

In any foster care or preadoptive placement, a preference shall be given, in absence of good cause to the contrary, to a placement with – (1) a member of the Indian child’s extended family: (2) a foster home licensed or approved, or specified by the Indian child’s tribe: (3) an Indian foster home licensed by an authorized non-Indian licensing authority: or (4) and institution for children approved by an Indian tribe or operated by an Indian organization which has a program suitable to meet the Indian child’s needs.

            The choices of placement in an adoption situation the choices, are more restrictive. An Indian child shall only be placed with a member of the child’s extended family, other members of the Indian child’s tribe, or other Indian families (25 U. S. C. §1915). The Guidelines have set forth the notion that the extended family is very important. Native American culture has traditionally employed the extended family in the day to day rearing of the children. The Guidelines also state that because of the differences in cultures among tribes placement should be within the same tribe as the child’s.  It further states that as long as the potential caregiver can supply the necessary emotional and physical needs of the Indian child the foster parent may be a single parent (44 Fed. Reg. 67,584 § F (1) (a).

“Domicile”

            One of the major questions the ICWA left unanswered when it was written was the meaning of the word “domicile.”  Section 1911 of the ICWA states:        

An Indian tribe shall have jurisdiction exclusive to any State over any child custody proceeding involving an Indian child who resides or is domiciled within the reservation of such tribe, except where jurisdiction is otherwise vested in the State by existing Federal Law. Where an Indian child is a ward of a tribal court, the Indian child shall retain exclusive jurisdiction, notwithstanding the residence or domicile of the child.

The confusion over the word “domicile” was put to rest in the United States Supreme Court case Mississippi Choctaw Indian Band v. Holyfield, 490 U. S. 30 (1989). This case is about twin illegitimate girls whose parents were both enrolled members of the Mississippi Choctaw Indian Band (Band). Prior the mother becoming pregnant both the parents had lived on the reservation all their lives. At the time of the mother’s pregnancy, they moved to Harrison County, two-hundred miles away from the reservation, and signed consent to adopt forms. The twins were then adopted by the Holyfields in Harrison County’s Chancery Court. The court was aware of the girl’s parent’s tribal membership, though there was no mention of it in the adoption decree. On January 16, 1986, the Holyfields petitioned the Chancery Court for adoption and the decree was granted, two months later the Tribe moved in the Chancery Court to vacate the adoption decree “on the grounds that under the ICWA exclusive jurisdiction was vested in the tribal court” (490 U. S. 30 at 39). The court overruled the motion on July 14, 1986, stating that the Tribe had never been granted jurisdiction over the twins. The court’s decision was based on two facts; that the mother went to great lengths to make sure the twins were not born on the reservation and that both parents had arranged for an immediate adoption by the Holyfields. The Supreme Court of Mississippi affirmed this decision rejecting the Tribe’s arguments that the state lacked jurisdiction. The Mississippi Supreme Court also stated that the ICWA did not apply in the case. The court felt the Choctaw Reservation was not the domicile of the twins at their time of birth (Id at 40). This decision sent the case to the United States Supreme Court.

            The Court stated “The sole issue in this case, as the Supreme Court of Mississippi recognized, whether the twins were “domiciled” on the reservation.” (Id at 43)  The ICWA does not define “domicile” in the context of the act itself. The meaning is what Congress intended it to be when the ICWA was drafted. The Court then addressed whether Congress wanted the meaning of “domicile” to be left to the state courts. The Court, quoting Jerome v. United States, 318 U. S. 204 at 210, felt that “in the absence of a plain indication to the contrary… Congress when it enacts a statute is not making the application of federal dependent on state law.” (490 U. S. 30 at 44) The Court went on to say that the reason for this is federal statutes are intended to be interpreted the same way nationwide. They reasoned that to interpret a statute, the intentions of the act had to be examined.

            The history and hearings associated with the ICWA show that this act was intended to protect the rights of Native American families and their communities and not the state’s interests. The ICWA was enacted to hold together Native American families and to give the tribes jurisdiction over the child custody proceedings. Congress also did not intent for the lack of nationwide uniformity that would result from a state-to-state interpretation of words (Id at 47).

            The Court felt that if a word or term in a statute is not expressly defined in the statute then the ordinary meaning of the word should be used. The Court went on to explain at page 49 in Mississippi Choctaw that:

“Domicile is not necessarily synonymous with “residence”... and one can reside in one place but be domiciled in another. For adults, domicile is established by physical presence in a place in connection with a certain state of mind concerning one’s intent to remain there. One acquires a “domicile of origin” at birth, and domicile continues until a new one (a domicile of choice) is acquired. Since most minors are legally incapable of forming the requisite intent to establish a domicile, their domicile is determined by that of their parents. In the case of an illegitimate child, that has traditionally meant the domicile of the mother. Under these principles, it is entirely logical that on occasion, a child’s domicile of origin will be in a place the child has never been.”

            The domicile of the mother and father in this case was always the Choctaw Reservation. This was an undisputed fact. When this fact is added to the Court’s reasoning above, it became clear that the twins were also domiciled on the reservation without ever having been there. The fact that the twins were born outside of the reservation does not change the circumstances of their domicile, which was their mother’s. Even though the twin’s mother left the reservation, the ICWA was worded in such a way that the act’s of one individual could not defeat the intention to provide for the interests of the tribe (Id at 50).

            The Court then addressed the issue of who has jurisdiction to decide the custody matter of this case, the state or the Tribe. The Court held that the Tribe has the jurisdiction and the Supreme Court of Mississippi’s decision was reversed and remanded for further proceedings consistent with the Court’s opinion (Id at 55). This ruling effectively put to rest the issue of the word “domicile.”

California’s Rulings

            The California Appellate Courts however, have had to decide numerous issues, none of which have, has of this date, been accepted by the California Supreme Court. The issues to be discussed here are: (1) Whether a Native American tribe can obtain jurisdiction of a Native American child if the tribe is not recognized by the federal government. (2) What is the “Existing Family Doctrine?”  (3) When should notice be given to a tribe and how timely the notification has to be given? and, (4) What are the steps to legally terminate parental rights?

The Issue of Notice

            The 2003 California Rules of Court are very implicit in Rule 1439, Indian Child Welfare Act (25 U. S. C. §1901 et seq.) on how to handle notification of a tribe when an Indian child is involved in dependency or adoption proceedings. C. R. C. Rule 1439(d) states, “The court and the county welfare department have an affirmative duty to inquire whether a child for whom a petition under section 300 (of the California Welfare and Institution Code) is to be, or has been, filed is or may be an Indian child.”  If the child is or may be an Indian child the court or welfare department must notify the tribe of the pending petition. The court must also inform the tribe of its right to intervene in these proceedings. This must be done even if the proceedings have started as soon as it is made known to the court or an agency of the court (C. R. C. No. 1439(f)). This notice must be sent for every hearing involving the Native American child until the child is determined not to be an Indian child (C. R. C. No. 1439(f)(5)).Two recent California Appellate Court decisions demonstrate that this rule is strictly upheld.

            The Fourth District Appellate Court heard this matter in Dwayne P. v. Superior Court (San Diego County Health and Human Services Agency), 103 Cal. App. 4th 247, 126 Cal. Rpt. 2d 639 (2002). Dwayne P. and Rosemary P. (the parents) had their twin sons removed from their custody after one of the twins was admitted to a hospital for vomiting, decreased appetite and excessive sleepiness and it was found that the child suffered from two subdural hematomas and a humeral fracture. At that point the doctors determined these injuries were intentional (Id at 252). At the dependency hearing, September 2000, the father claimed he may have Cherokee blood and the mother claimed she did have Cherokee blood but was not sure as to how much (Id at 253). The court ruled that the ICWA did not apply at this time and asked Social services to inquire into the matter.  Social Services determined the ICWA did not apply.

            At the twelve-month review hearing the court terminated reunification services and set a selection and implementation hearing under section 366.26 of the Welfare and Institution Code (termination of parental rights). At this point the parents petitioned for extraordinary writ relief raising the augment that the court erred in not giving notice under the ICWA. The Fourth District Appellate Court ordered a stay on the 366.26 hearing and an order to show cause. The court also granted the application of California Indian Legal Services and Pauma-Yuima Band of Mission Indians, which is a federally recognized tribe, to file amici curiae brief in support of the petition (Id at 253).  After reading the briefs of all parties and hearing the arguments, the court decided that, “The ICWA notice requirement was triggered here, and the juvenile court’s failure to secure compliance with the notice provisions of the [ICWA] is prejudicial error. Thus, the matter must be remanded for reconsideration after proper statutory notice is given.” (Id at 259)

            Another Fourth District decision is In re Jennifer A., 103 Cal. App. 4th 692, 127 Cal. Rptr. 2d 54 (2002). This is a case about a mother whose child had been removed from her custody and given to the child’s father. Jennifer, the minor, had been removed from her mother’s custody on January 7, 2002 based on the allegations that Jennifer, who was eleven-years-old, was frequently left alone with her two-year-old nephew and the mother was frequently under the influence of methamphetamine (Id at 698, 699). At the detention hearing, held at the Superior Court of Orange County, the court asked if either parent was of Indian heritage. The mother said she might be Cherokee and the father stated he believed he was Yaki. The court ordered the Orange County Social Services Agency (SSA) to investigate the possibility and, on January 30, 2002, the SSA stated that the ICWA might apply and notice had been sent to both tribes. At this point in time no evidence to corroborate the notice was presented. Jennifer’s father had never married the mother but was willing to take custody of Jennifer. Jennifer however did not want to live with him. The court awarded custody of Jennifer to her father. On February 22, 2002, the mother filed for appeal claiming that the court erred in failing to apply notice and other procedural requirements of ICWA (Id at 699).

            The father and SSA both argued that the ICWA does not apply unless custody is being taken from both parents. While the ICWA does not apply in dissolutions of marriage, it does apply when the parents are not married. There was no evidence or authorities stated by the father or SSA that this would apply in this case (Id at 702). The court questioned SSA about the notification and SSA could show copies of the notification to the proceedings were sent to the Cherokee Nation of Oklahoma and the Round Valley Reservation (Yaki) and to the Bureau of Indian Affairs. The notices were received by Cherokee Nation of Oklahoma on January 22, 2002, by the Round Valley Reservation on January 22, 2002 and by the BIA on January 22, 2002. The appellate court ruled this did not meet the requirement of notification under ICWA because the detention/jurisdiction hearing was held on January 30, 2002 (Id at 705). ICWA §1912(a) and C. R. C. Rule No. 1439(h) stipulates that any hearing must be scheduled no earlier ten days after notice has been received. The court in its decision reversed the decision giving custody to the father and remanded it back to the juvenile court to require evidence showing the “form and content of the notice, and the service upon and receipt of actual notice by the tribes.” (Id at 710) The court also instructed the juvenile court to determine if the requirements under ICWA were met and to determine if the tribes have made any determination as to Jennifer’s status as an Indian child.

Tribal Recognition

            In order for the ICWA to apply the Native American child must be enrolled or able to enroll in a federally recognized tribe. It does not matter if the tribe has an existing government or tribal court. California Rules of Court Rule 1439(g)(3) states, “The tribe must be a federally recognized tribe, group or community as defined by the Bureau of Indian Affairs of the Department of the Interior as eligible for services provided to Indians by the Secretary of the Interior because of their status Indians…”

 The Second Appellate Division of the California Appellate Court addressed this issue in the case, In re Wanomi P., 216 Cal. App. 3d 156, 264 Cal. Rptr. 623 (1989). This case involved a child whose mother was a member of Mic Mac Nation of Nova Scotia, Canada. The issue here was at first if the ICWA requires a California court to transfer jurisdiction to a Canadian Indian tribe (Id at 160). The child in this case had never been released to the mother from the hospital. The Los Angeles County Department of Children’s Services had declared that the mother, Mary P., “was intellectually impaired, making her unable to care for the minor properly”; Wanomi P, the minor, had medical problems that need a high understanding of parenting skills; Mary P. had no home to care for Wanomi; and the identity and location of the father was unknown (Id at 161).

            The Mic Mac tribe was notified of the proceedings and expressed the desire to have Wanomi returned to Nova Scotia to be placed with a Mic Mac family. Wanomi had been placed with a foster family, Donald and Deborah Geisler (the Geislers), who had applied for standing in the trial court and had been denied. The trial court ordered the child to be placed under the jurisdiction of the Mic Mac Nation and returned to Canada (Id at 163). The Geislers appealed this decision and the Court of Appeal denied the writ of mandate, but granted a petition for a writ of supersedeas and stayed the order sending the minor to Canada (Id at 164).

            On August 11, 1989 the Geislers filed a notice of appeal on the grounds that the trial court:

1) Erroneously found that the Indian Child Welfare Act applied to the Mic Mac Indian Tribe of Nova Scotia, Canada, and that it had no jurisdiction over the minor, and that

2) Erroneously found that it had no jurisdiction over the minor, and

3) Erroneously found that it lacked jurisdiction to hear their motion for standing (Id at 165)

            The California Appellate Court discussed this at length. The major discussion was whether the Mic Mac Nation of Nova Scotia, Canada was not a federally recognized tribe and if it was not a federally recognized tribe, can it be given jurisdiction over Wanomi. The court came to four conclusions in this discussion. First, the Mic Mac tribe of Nova Scotia, Canada was registered with the Secretary of the Interior or recognized by the Secretary as eligible for services provided to Indians (Id at 167). Second, there was no finding that the Mic Mac actually lived on a “reservation” and foreign territory could not be classified as a “reservation” as defined by 25 U. S. C. §1903(10). Third, where the Mic Mac tribe is not recognized as a tribe then Wanomi cannot be an “Indian child” as defined by the ICWA (25 U. S. C. §1903(4). Lastly, Wanomi was not a resident or domiciled in an Indian reservation (Id at 169).

            The appellate court held that the ICWA did not give jurisdiction over Wanomi to Mic Mac Nation. The case did not meet the requirements for ICWA jurisdiction. The court reversed and remanded saying the trial court should accept jurisdiction and proceed under California law.

What is Existing Indian Family Doctrine?

The California Judges Benchguide-Indian Child Welfare Act states that the term “existing Indian Family Doctrine is both rejected and upheld in the appellate courts in California. About half of the courts have held that “unless the Indian Child or at least one parent has a significant social, cultural or political affiliation with Indian life, based on factual determination for the trial court,” the ICWA should not be applied (pg. 54). That does not always hold true as will be shown below. The confusion of this term will eventually have to be decided by either the California Supreme Court or the United States Supreme Court but, up until now, neither one has accepted a case dealing with this issue.  

In re Alexandria Y., 45 Cal. App. 4th 1483, 53 Cal. Rptr. 2d 679 (1996), heard in the Fourth District Appellate Court, is about a minor whose mother was an enrolled member of the Seminole Nation of Oklahoma (SNO). When the Alexandria was born, in December 1990, she tested positive for cocaine and was immediately placed in an emergency shelter home. At seven months of age she was placed with a foster family. Neither parent could be located nor did either one appear for the six-month review. At this point the court terminated reunification services and set a “selection and implementation” hearing for December 1991. The mother’s status as an enrolled member of the SNO was discovered in October and the tribe was notified. The SNO notified the court that, although it did not want jurisdiction transferred to the tribal court, they still wanted the ICWA’s placement procedures to be implemented. The trial court determined that because SNO’s criteria for membership were not based on quantum blood analysis, it was unreasonable and terminated the mother’s parental rights. The SNO appealed. The Fourth District Appellate Court decided that the trial court properly refused to apply the provisions of the IWCA placement because neither mother nor daughter had “any significant social, cultural or political relationship with Indian life.” Therefore there was no existing Indian family (Id at 1485).

The Fifth District Appellate Court rejected the existing Indian family doctrine in In re Alicia S., 65 Cal. App.79, 76 Cal. Rptr. 2d 121 (1998). The parents in this case, Mishiola and Henry, had three children who were eligible for enrollment in Henry’s tribe, the Gila River Indian Community. The trial court in this instance had applied the existing Indian family doctrine and found that, because neither parent has close contact with the Indian community, the ICWA did not apply. The parental rights were terminated. Mishiola appealed. The Fifth District Appellate Court stated, “Congress clearly defined the nature of relationship an Indian child must have with a tribe in order to trigger the application of the Act. There is no threshold requirement in the Act that the child must have been born into or be living with an existing Indian family, or must have some particular type of relationship with the tribe or his or her Indian heritage.” (Id at 91) The court further stated, “the existing Indian family doctrine conflicts with the ICWA’s policy of protecting and preserving the interests of Indian tribes in their children. And it undermines the ICWA’s purpose to establish uniform federal standards governing the removal of Indian children from their families. The determination whether an Indian child and/or his or her parents have any “significant” ties to Indian culture is, by its very nature, a highly subjective one that state courts are ill-equipped to make.” (Id at 91) The court reversed the trial court’s decision and said if parental rights were to be terminated the ICWA’s placement procedures must be followed and that the Gila River Indian Community must be given the opportunity to appear and be heard at the termination proceedings (Id at 93).

Termination of Parental Rights

California Rules of Court Rule No. 1439(m) stipulates that “[t]he court may not terminate parental rights to an Indian child unless there is proof beyond a reasonable doubt that continued custody by the parent or Indian custodian is likely to result in serious emotional or physical damage to the child” There is a much higher standard of proof because if a Native American’s parental rights are terminated then the child’s rights to all federal Indian and tribal benefits will be lost. C. R. C. Rule No. 1439(m) (4) further states that the court “must provide remedial services and rehabilitative programs designed to prevent the breakup of the Indian family.” C. R. C. Rule 1439 (l) (1) states that before a decision to terminate parental rights of a Native American can be ordered the evidence “must be supported by the testimony of a qualified expert witness.”   Only with proof that this was adhered to and these efforts were unsuccessful can parental rights be terminated

The Third District Appellate Court of California addressed this issue in the case In re Crystal K., 226 Cal. App. 655, 276 Cal. Rptr. 619 (1990). This is a case involving a Native American child whose parents had divorced in November 1983. In November 1987, Cynthia, the mother, wanted the father’s, Joseph K., parental rights terminated so Jeffery W., her new husband, could adopt the daughter. The judgment was entered in the Superior Court of Trinity County for the termination of parental rights. Joseph appealed the judgment contending, certain minimum federal standards dealing with the termination of parental rights that are outlined in the ICWA were not met. He further claimed the termination should be reversed and the original petition for adoption entered by Cynthia and Jeffery be dismissed (Id at 659). Cynthia then claimed Joseph had a drinking problem and that was one of the reasons she divorced him. She also claimed Joseph had paid no support nor had any real contact with Crystal, the child, only speaking with her about three times over the phone and only sending support payments for the first year (Id at 659).

Joseph, who is four quarters Aleut, was appointed counsel on December 14, 1987 and on December 28, 1987, the Native Village of Chanega (Native Village) moved to intervene. Native Village is a federally recognized tribe and was authorized by the ICWA to intervene at any point in a state court proceeding. The court granted the intervention (Id at 659).

Expert witnesses were presented on both sides. Donald Williams, a clinical psychologist from the Trinity County Mental Health, for Cynthia and Royal Earl Alsup, a clinical psychologist who specialized in ethnic and Indian psychology, for Joseph. Dr. Williams interviewed Cynthia and Crystal. He met with Crystal for forty-five minutes, performing no psychological testing on her. He never met with Jeffery or Joseph and had no personal knowledge of Native American culture, although he claimed to speak to someone who was a former member of a tribe for “Indian background information.” He also stated that to continue things as they were, without allowing the petition for termination of Joseph’s rights would not harm Crystal. Dr. Alsup stated that termination of parental and tribal rights would result in “serious psychological and emotional problems for the Indian child due to loss of identity in terms of self-esteem and emotional needs.” He also stated that in order for an alcohol rehabilitation program to be successful for a Native American the program would have to suit “suit tribal culture and involve Indian value systems.” (Id at 660)

The court granted the petition for termination of parental rights finding that Joseph had abandoned Crystal and that it would be detrimental to her not grant the petition. The court also determined that the ICWA was not applicable. The Native Village objected and the court overruled the objection (Id at 661)

Joseph appealed the decision contending that the ICWA is applicable. Because of the loss of a Native American child’s benefits from both the tribe and the federal government the appellate court agreed. The court went on to state that Cynthia had the burden to prove that there was some type of effort to provide rehabilitative services to Joseph after the divorce not at the time of the divorce. The breakup of the Indian family is not just the divorce but the contacts after the divorce. Cynthia needed to show that she tried to contact Joseph’s tribe or tried in some other way to get Joseph some help (Id at 668). The appellate found that although Joseph did not have physical custody, he had some type legal parenting relationship with Crystal. There was no evidence regarding the marriage dissolution or anything about legal custody under tribal law. Therefore the court knew nothing about the nature of Joseph’s parenting rights. The appellate court reversed and remanded to the trial court to make a finding on application of ICWA consistent with the appellate court’s finding (Id at 669).

Conclusion

While the Indian Child Welfare Act has slowed the removal of Native American children from their parents and tribe, Native American children are still being removed at an alarming rate. Without tribal recognition a tribe has no rights is the California Court system. Without those rights there is no tribal enrollment so there is no “Indian child” as defined in the ICWA. In order for this act to come to the full benefits that Congress meant it to have, the tribal recognition procedures will have to be shortened and more tribes that have existed for hundreds of years will have to be allowed to be tribes again. 

Table of Authorities

 Cases                                                                                          Pages

Dwayne P. v. San Diego County Health and Human Services

Agency, 103 Cal. App. 4th 247, 126 Cal. Rptr. 2d 639 (2002)…...............................………7-8

In re Alexandria Y., 45 Cal. App. 4th 1483, 53 Cal. Rptr. 2d 679 (1996)…..................….11-12

In re Alicia S., 65 Cal. App. 4th 79, 79 Cal. Rptr. 2 121 (1998)……………………………….12-13

In re Crystal K., 226 Cal. App. 3d 655, 276 Cal. Rptr. 619 (1990)……………………………13-15

In re Jennifer A., 103 Cal. App. 4th 692, 129 Cal. Rptr. 2d 255 (2002).............................….8-9

In re Wanomi P., 216 Cal. App. 3d 156, 264 Cal. Rptr. 623 (1989)……..................……….10-11

Mississippi Choctaw Indian Band v. Holyfield, 409 U. S. 623 (1989)………….................….4-6

Statutes and Regulations

Indian Child Welfare Act, 29 U. S. C. §1902 et. seq……………...........................………….1-15

Public Law 280 (P. L. 280 (1953)) California Welfare and Institutions Code § 366……..................................................................................................................…………..8

California Rules of Court Rule No. 1439 Indian Child Welfare Act……………………7, 9, & 13

Secondary Authorities

Civilization Fund Act 1819……………………………................................……………………….1

The Indian Child Welfare Act, California Judge’s Bench Guide, © 1998, 2000 California Indian Legal Services…........................................................................................................3-4

Guidelines for State Courts: Indian Child Custody Proceedings

Bureau of Indian Affairs, 44 Fed. Reg. 67,584 (November 26, 1979)……............……..3-4 & 11

Testimony of the National Indian Child Welfare

Association Regarding Proposed Amendments to

The Indian Child Welfare Act, June 18, 1997……………………………...............………………1